Normal breathing:

the key

to vital health

 

 

 

 

 

 

 

by Artour Rakhimov, Ph.D.

 

 

 

 

 

 

Revised 2-nd edition: February-May 2008

1-st edition: April 2005

 

 

Copyright (C) 2005, 2008 Artour Rakhimov

 


Normal breathing:

the key to vital health

 

 

 

Disclaimers and warnings

 

While the author has used reasonable efforts to include accurate and up-to-date information in this book, there are no warranties or representations as to the accuracy of such information and no guarantee or promise about effects and treatment of any health conditions is given.

The information provided in this book and its pages is for guidance only and should be used under the supervision of a qualified medical physician, or a family doctor, or a Buteyko practitioner. The user of this book should not alter any medication without professional medical advice. Before undertaking any breathing exercises one should seek medical advice from one’s physician, family doctor or a qualified Buteyko practitioner.

The author assumes no liability for the contents of this book, which may or may not be followed at one’s own risk. Thus, any liability for any impact, problems, or damages is expressly disclaimed.

Please be aware that breathing exercises, including breath holding, have powerful effects on the human organism. These effects may cause serious health problems in the event of incorrect application of breathing exercises.

 

Special warnings for people

with serious health problems

 

Breathing exercises can cause large and rapid changes in blood flow to the brain, heart, liver, kidneys, stomach, large and small intestines and other organs, as well as changes in blood concentrations of certain hormones. Such changes may result in different adverse effects. There are many other consequences of manipulation in breathing that can lead to stress and various problems. These effects can be particularly dangerous for people with serious existing health problems or special conditions (diabetes, severe renal disease, chronic acute gastritis, intestinal ulcers, Crohn’s disease, inflammatory bowel disease, irritable bowel syndrome, acute brain traumas, any bleeding or acute injury, pregnancy, etc.).

 

Copyright

 

This book is copyrighted. It is prohibited to copy, lend, adapt, electronically transmit, or transmit by any other means or methods without prior written approval from the author. However, the book may be borrowed by family members.


Normal breathing:

the key to vital health

 

Book content

 

Introduction

 

Chapter 1. Scientific studies about breathing-health connection

Introduction

1.1 Minute ventilation in health and disease

1.2 Do people notice their over-breathing (hyperventilation)?

1.3 The main effect of hyperventilation

1.4 Do we need this “poisonous” CO2?

1.5 CO2 deficiency: the main physiological effect of hyperventilation

1.6 Medical studies of hyperventilation

1.7 Studies about the hyperventilation provocation test

1.8 Hypoventilation as a health problem

1.9 End-tidal CO2 and different health problems

1.10 Hypoxia and blood shunting

1.11 Critical care patients and arterial CO2

1.12 Breath-holding time and its clinical significance

1.13 Role of nitric oxide

1.14 Changes in the ANS (autonomous nervous system)

1.15 Focus on diseases

1.16 Why breathing?

1.17 Evolution of air on Earth

Conclusions

Q&A section for chapter 1

References for chapter 1

 

Chapter 2. The physiological mechanism of immediate regulation of breathing

Introduction

2.1 Biochemical control of respiration

2.2 The main physiological parameter, which controls breathing of healthy people

2.3 Hypoxia and its contribution to regulation of breathing

2.4 Control of breathing during breath holding

2.5 Control of breathing in people with chronic hyperventilation

2.6 Breath holding control in diseased states

2.7 Connection between BHT (breath holding time after normal expiration) and arterial CO2

Conclusions

Q&A section for chapter 2

References for chapter 2

 

Chapter 3. Lifestyle factors that matter

Introduction

3.1 Stress, anxiety and strong emotions

3.2 Physical inactivity

3.3 Overeating

3.4 Deep breathing exercises

3.5 Overheating

3.6 Talking with deep inhalations, a loud voice, or a high pitch

3.7 Mouth breathing

3.8 Morning hyperventilation

3.9 Embryonic and foetal development in a woman hyperventilating during her pregnancy

3.10 Special factors for infants

3.11 Nutritional deficiencies

3.12 Exposure to toxic chemicals

Conclusions

Q&A section for chapter 3

References for chapter 3

 

Chapter 4. Western methods of breathing retraining

Introduction

4.1 University of California Medical School, San Francisco, USA

4.2 Papworth Hospital, Cambridge, UK

4.3 Portland Veterans Administration Medical Centre, USA

4.4 St. Bartholomew's Hospital, London, UK

4.5 Institute of Stress Research, Netherlands

4.6 Department of Psychiatry, University of Oxford, Warneford Hospital, UK

4.7 Department of Psychiatry, University of Utrecht, Netherlands

4.8 Cornell University Medical College, New York, USA

4.9 California School of Professional Psychology, San Diego, USA

4.10 Lothian Area Respiratory Function Service, City Hospital, Edinburgh, UK

4.11 Service de Psychosomatique, Hospital du Sacre-Caeur de Montreal, Quebec, Canada

4.12 Laboratory of Pneumology, U.Z.Gasthuisberg, Katholieke Universiteit Leuven, Belgium

4.13 New Zealand Guidelines Group, New Zealand

4.14 Stanford University, Palo Alto, USA

4.15 Common features and some differences of Western methods of breathing retraining

Q&A section for chapter 4

References for chapter 4

 

Chapter 5. History and advance of the Buteyko breathing method

Introduction

5.1 Some historical facts about the origins of the method

5.2 Breathing and modern diseases

5.3 Development of specific health problems

5.4 Practical discoveries and their application

5.5 Advance of the method in the USSR and Russia

5.6 Advance of the method in western countries

5.7 Experimental trials of the Buteyko breathing method

Q&A section for chapter 5

References for chapter 5

 

Chapter 6. The control pause

Introduction

6.1 The HVPT (hyperventilation provocation test)

6.2 The CP test

6.3 Life-style factors that influence the personal CP

6.4 How CP measurements relate to aCO2 values 

6.5 Conditions for correct CP measurements

6.6 CP and various breathing patterns

6.7 The CP and general health

6.8 CP and various systems and parameters of the organism

6.9 The link between the CP and symptoms

6.10 Maximum, average and minimum daily CPs

6.11 Other pauses and their definitions

6.12 Potential dangers of long breath holds and strong air hunger

6.13 Short pauses as safer alternatives

Q&A section for chapter 6

References for chapter 6

 

Chapter 7. Level 1: First steps for better health

Introduction

7.1 Nasal breathing only

7.2 Mouth taping

7.3 Prevention of sleeping on the back

7.4 The Emergency Procedure during acute or life threatening situations

7.5 Other possible applications of the Emergency Procedure

7.6 Constant basic control of breathing

Q&A section for chapter 7

References for chapter 7

 

Chapter 8. Level 2: Breathing exercises, sleep, focal infections, and cleansing reactions

Introduction

8.1 General goals of the breathing exercises

8.2 Preliminary requirements for learning breathing exercises

8.3 Learning the RB (reduced breathing)

8.4 More about relaxation and posture

8.5 Gradualism – an approach to learning air hunger

8.6 Which breathing exercises to choose from?

8.7 What are the criteria of success?

8.8 How much to exercise?

8.9 Day-after-day progress in breathing retraining

8.10 Evening and morning CPs

8.11 General observations about sleep

8.12 Why breathing gets deeper during sleep

8.13 Modern Western sleep

8.14 Methods to prevent night hyperventilation

8.15 Supplements

8.16 Steroids

8.17 Order or priorities of actions

8.18 Focal infections

8.19 Practical actions in relation to focal infections

8.20 Breathing and focal infections: practical cases

8.21 Cleansing reactions: their causes, basic mechanisms, and symptoms

8.22 Practical steps during the cleansing reaction

Q&A section for chapter 8

References for chapter 8

 

Chapter 9. Level 2: Personal changes, physical exercise and other useful tools

9.1 Personal changes due to the first breathing sessions

9.2 Exercise

9.3 Some practical suggestions regarding your personal hygiene and oral health

9.4 Diet and nutrition

9.5 Heat/cold adaptation

9.6 Development of correct speaking skills

9.7 Prevention of hyperventilation conditioned to favourite activities

9.8 A typical long session of the Buteyko breathing with light intensity

9.9 What to expect and goal setting

9.10 Imagery and visualization

9.11 Measurements of pulse and its significance

9.12 Possible intensities and durations of the breathing sessions

Q&A section for chapter 9

References for chapter 9

 

Chapter 10. Level 3: CP 60 or excellent health

Introduction

10.1 Constant breathing control

10.2 Why it is difficult to break through 40 s threshold

10.3 Physical activity and breathing exercises

10.4 Strengthening the weakest parts of the organism

10.5 Posture

10.6 Sleep

10.7 Avoidance of allergies

10.8 Other special activities

10.9 Other dietary suggestions

10.10 Negative emotions and their relation to muscular tension and physical activity

10.11 The check list of questions for getting CP 60

Q&A section for chapter 10

References for chapter 10

 

Chapter 11. Breathing and some GI problems

Introduction

11.1 Normal digestion and abnormalities

11.2 Chronic hyperventilation and its effects on the GI system

11.3 Interaction of these destructive CHV factors with the organism

11.4 Factors that define the time of digestion

11.5 Breathing control during and after meals

11.6 Chewing and particle size of the swallowed food

11.7 Effects of various foods on breathing

11.8 Focal infections and their GI effects

11.9 Positive effects of high CPs on the GI tract

11.10 Triggers of GI problems and the soft diet

11.11 Mechanical shaking of the body

11.12 Use of spices

11.13 Other observations and suggestions

References for chapter 11

 

Chapter 12. Special topics related to the Buteyko method

12.1 Review of some effects that take place at 10 and 20 s CP.

12.2 Emphysema and breathing retraining

12.3 Sleep apnoea and breathing retraining

12.4 Hypercapnic vasoconstriction

12.5 Practical suggestions for the youngest Buteyko students (0-1 years old)

12.6 Teaching young children (from 2 up to 14-16 years old)

Q&A section for chapter 12

References for chapter 12

 

Chapter 13. Various other breathing-related subjects

Introduction

13.1 Hatha yoga teaching and breathing

13.2 Hibernation

13.3 Breath holding abilities in animals

13.4 Breathing in relation to metabolic and health states

13.5 Breathing analogy in health and disease

13.6 Homeostasis and various simple parameters that reflect it

13.7 Socio-psychological aspects of breathing

References for chapter 13

 

Chapter 14. Future of the Buteyko movement and challenges of Buteyko breathing teachers

14.1 Current trends

14.2 The hidden challenge of the modern world: the Buteyko team vs. abnormal lifestyle factors

14.3 Teaching the method: what is the core?

14.4 The method and its impact on environmental and lifestyle factors

14.5 Ten typical mistakes made by breathing practitioners

14.6 Teaching and promoting the Buteyko method in new places

 

Appendix 1. Summary and explanation of normal respiratory and some related values

 

Appendix 2. Approximate relationship between breath holding time and alveolar CO2 concentration

 

Appendix 3. Symptoms of hyperventilation syndrome treated in Novosibirsk by Doctor Buteyko and his colleagues

 

Appendix 4. Clinical effects of the Buteyko breathing method on common health problems (based on work of Russian Buteyko doctors and own experience)

 

Appendix 5. Macro-minerals and their signs of deficiency

 

Appendix 6. Typical changes due to the Buteyko breathing exercises and subsequent normalization of breathing

 

Normal breathing:

the key to vital health

 

Introduction

What do we need in order to be healthy? Most people, including many medical doctors and health professionals, would probably say that a good diet, exercise, healthy environment, and proper rest are all important. Other people may add relaxation exercises, supplements, herbal remedies and other factors. Meanwhile, there is one factor, which is usually missing in typical answers. That is normal breathing (or breathing in accordance with existing medical and physiological norms).

Humans can live for days without water and for weeks without food. However, we can survive without breathing for not more than a few minutes. Can it be so, then, that breathing is as important as water and food? In my view, breathing is the missing link in the modern philosophy of health. We know too little about its importance and its effects on various processes, systems, and organs of the human body.

This book is written for an inquisitive reader who has keen interest in respiration, its basic theory, hyperventilation and its effects, the regulation of respiration in health and disease and breathing retraining therapies. The book will also separately describe the discoveries and practical work of Doctor Buteyko, a detailed description of his breathing method, and relevant known medical investigations and physiological experiments. Such attention to the Buteyko method seems justified to me due to its remarkable success in the treatment of various chronic health problems, which are often considered incurable.

While this book does contain scientific terms and methods, it is not required that the reader be medically trained in order to understand the information presented here.

Each chapter of this book starts with an introduction formulating the questions to be discussed. After the main text of theoretical chapters, general conclusions are suggested. Each chapter has a Q&A (Question & Answer) section and chapter-related references.

Finally, let me express my gratitude to all people whose help made the existence of this book possible. In particular, sincere thanks to Stuart B. Wiley (Canada), Paul Ryner, Carol Baglia, Roger Young, Suzanne Nicole (USA), Patrick McKeown, Anne Burns (Ireland), Carolina Gane (Holland), Elizabeth MacDomnic and Duncan Robertson (UK) for proofreading and/or valuable remarks which improved the quality of the manuscript.


Chapter 1. Scientific studies

about breathing-health connection

 

Introduction

In this chapter we will examine what medical science has been studying during last hundred years. Our goal is to establish a relationship between breathing and both health and disease.

How should we breathe? How do sick people breathe? Is there any connection to the severity of the health problems? What has been found out about breathing of severely sick and critically ill patients? How do most people breathe when they die and before that? Are there any simple practical tests, which indicate if personal breathing is normal or not?

 

1.1 Minute ventilation in health and disease

What is the norm of breathing? How many litres of air per minute should we breathe while sitting at rest? The physiological norm of minute ventilation can be found in many physiological and medical textbooks. It is about 6 litres per minute (Guyton, 1984; Ganong, 1995). So, let us keep in mind this important number: 6 litres of air per minute.

Table 1.1 summarizes information about minute ventilation at rest in different diseased states.

 

Disease

Minute ventilation

(± standard deviation)

Number of patients

Reference

Chronic heart failure1

15 (±4) l/min

22

Dimopoulou et al, 2001

Chronic heart failure1

16 (±2) l/min

11

Johnson et al, 2000

Chronic heart failure1

14 (±4) l/min

88

Clark et al, 1995

Diabetes

10-20 l/min

28

Tantucci et al, 1997

Asthma

15 l/min

8

Johnson et al, 1995

Asthma

14.1 (±5.7) l/min

39

Bowler et al, 1998

Asthma

12 l/min

101

McFadden & Lyons, 1968

COPD2

12.2 (±1.9) l/min

10

Sinderby et al, 2001

Hyperthyroidism

14.9 (±0.6) l/min

42

Kahaly, 1998

Cystic fibrosis3

10.4 (±1.4) l/min3

10

Bell et al, 1996

Epilepsy4

7.88 l/min4

12

Esquivel et al, 1991

Table 1.1 Minute ventilation of patients with different health problems.

 

Table 1.1 comments:

          1. There are many dozens of other medical investigations into minute ventilation of patients with chronic heart failure, which show similar results to those listed above. (The reason for this is the commonness of this health problem among people and the popularity of the stress-exercise test for heart patients among respiration researchers). Here I have quoted only the results of some typical recent studies.

          2. “COPD” means chronic obstructive pulmonary disease.

          3. Sometimes, measurement of ventilation produces results, which are smaller than in real conditions. This can happen when the test interferes with the normal breathing pattern, such as when the experiment involves the use of facial masks. Since it is harder to breathe through them, these masks reduce minute ventilation. Breathing through a mouth-piece also leads to breathing less air than in reality. Another effect is connected with body weight: people of a lighter weight need less air, as they normally have lower metabolic rates. All these effects should be taken into account when analysing experimental results. For example, in the quoted study (Bell et al, 1996) patients with cystic fibrosis had minute ventilation of 10.4+-1.4 l/min. Not only were they wearing masks during measurement, but also the average weight of these people was 56.5 kg. Hence, the quoted minute ventilation would probably be equivalent to about 15 l/min for typical adults.

          4. Similarly, weight should be taken into account when analysing minute ventilation of children. For example, it was reported that 12 children with epilepsy had an average minute ventilation of almost 8 l/min (Esquivel et al, 1991). Their average weight was 43 kg, which corresponds to about 12-15 l/min for adults with normal weights, therefore indicating hyperventilation. Numerous other studies also found evidence of hyperventilation in patients with this health condition.

Note, that virtually all tested patients with chronic heart failure over-breathe.

The same was true for these limited studies in relation to diabetes, asthma, and other disorders. However, more experiments are required for these and other health problems in order to be certain about the existing links between breathing and diseases.

It is normal, that such studies can find prevalence of over-breathing in investigated subjects. A few health conditions where patients breathe less than the norm will be considered below.

Now we can conclude that many sick people breathe too much.

 

1.2 Do people notice their over-breathing (hyperventilation)?

They very rarely do. Usually, people agree that their breathing is heavy when they breathe more than about 20 l/min at rest (or over 3 times the norm!).

            Why is this? Air is weightless, and breathing muscles are powerful. During rigorous physical exercise or during maximum voluntary ventilation, an average person can breathe about 160 l/min, with about 40 breaths per minute and 4 liters of air for tidal volume for each breath (p.545, Straub, 1998). Some athletes can breathe up to 200 l/min during strenuous exercise. So it is easy to breathe only a small portion of our maximum abilities: for example, "only" 16 l/min (or “only” 10% of the maximum capacity) at rest, throughout the day and night and overlook that it is, in fact, a high rate of breathing. It is nevertheless normal during rigorous exercise to breathe 100 l/min or more since CO2 and O2 concentrations in the arterial blood can remain nearly the same as at rest.

            Usually it is possible to estimate the breathing rate (or minute ventilation) of a person visually. If the chest is moving at rest, the person is breathing at least twice more air than the physiological norm (over 12 l/min for a 70 kg man). If his shoulders are moving, he is breathing four times the norm. Normal breathing is invisible, inaudible, and regular. Moreover, when healthy people are asked about their breathing, they usually say that they feel nothing, while sick people have various sensations about movements of the air through the nostrils, at the back of the throat, and in the area of the abdomen.

Unfortunately, modern medical doctors are not trained to pay attention to the breathing rate of their patients. A patient can come to the doctor's office while heavily panting, even through the mouth, and the GP or MD will not even mention or suggest to breathe through the nose or to reduce his or her breathing rate.

 

1.3 The main effect of hyperventilation

The previous section demonstrated that many sick people chronically over-breathe. It is possible to assume that, maybe these people got sick in the first place, and then started to breathe heavier. Alternatively, it is also possible that they got sick because of over-breathing. In order to find out what causes what let us look at the main physiological effects of such over-breathing for healthy people. What would happen with a healthy person, who starts to breathe too much?

Respiration is the process of regulated exchange of two gases, CO2 (carbon dioxide) and O2 (oxygen). The human body, as a form of life, produces energy by oxidizing different substances, mainly fats and carbohydrates. Both these substances are mainly composed of carbon with some hydrogen and oxygen. Hence, the main end products of this energy production are CO2 and water. Normally, one of the functions of breathing, apart from bringing new O2 for cells to use, is to remove excessive (but not all) CO2.

When healthy people breathe near the norm, their CO2 level in the organism is also near the physiological norm. However, breathing too much delivers more O2 to the lungs and removes more CO2 from the body.

Let us look at the basic course of events in a case of acute over-breathing. When the person starts to breathe deeply and frequently, the total concentration of CO2 in the lungs gets smaller since the person intensively blows off carbon dioxide from the lungs. It takes about one to two minutes to reduce the concentration of CO2 in blood. About 1-10 minutes later, CO2 concentrations in the nervous tissues, muscles, and most other organs and cells are also reduced due to CO2 diffusion from these parts to the blood.

Thus, the first effect of hyperventilation is lowered CO2 concentrations in all body cells. If hyperventilation is chronic, CO2 deficiency is also chronic.

 

1.4 Do we need this “poisonous” CO2?

Carbon dioxide gas is used for killing animals. In small mammals (e.g., rats and mice) the loss of consciousness is quick (seconds). In larger mammals (e.g., guinea pigs) the animals first become very distressed and disturbed. They are restless, breathe deeply, and salivate profusely. For discussion of animal euthanasia with the use of carbon dioxide one may see (Coenen et al, 1995) and (Paton, 1983). Very large relative concentrations or pure carbon dioxide gas are normally used.

Also, there are many books, newspaper articles, and even some medical publications, which claim that one of the main functions of human respiration is “to remove the poisonous carbon dioxide from the human organism”. In addition, there are many popular health articles, which state that carbon dioxide is a “waste” gas. It follows from this approach that it is better to breathe deeper and faster in order to expel the “poison” at higher rates.

However, there are thousands of medical and physiological publications, studies, trials, and experiments that state the opposite. Namely, they strongly discourage over-breathing (hyperventilation), both in its acute and chronic forms.

Why? Over-breathing removes too much carbon dioxide from the organism, while carbon dioxide is absolutely necessary to sustain life. When its level becomes about 3-4 times less than the physiological and medical norms, death is an immediate outcome.

Probably, these ideas about CO2 appeared after French scientist Antoine-Laurent Lavoisier discovered in 1788 the role of CO2 and O2 in breathing. He explained why mice and candle both died in CO2, but could live longer in O2.

What about killing of animals with high levels of carbon dioxide in air? Could we die in similar conditions? Let us look at another related phenomenon, drowning. Thousands of people die every year because of too much water being taken in through the mouth. About 4-5 litres of water in taken at once would be enough to fill the whole stomach and parts of the lungs with water causing death in a few minutes. However, nobody claims that water is a “poison” because water is equally important and vital (in sensible quantities, not 4-5 litres at once) for human and any cellular life. The situation with carbon dioxide is exactly the same.

Every living thing needs normal levels (not too much and not too little) of carbon dioxide for healthy functioning. Moreover, numerous medical studies cited in this chapter clearly show that carbon dioxide is the substance that is most needed by patients with various modern chronic degenerative disorders and ailments.

 

1.5 CO2 deficiency: the main physiological effect of hyperventilation

Let us look at some of the known carbon dioxide effects, which are confirmed by professional Western studies. Note that these effects can be found, in varying degrees, in any normal human organism.

 

Stabilizer of transmission of signals between nervous cells

The normal work of our senses, conscious thinking, decision making, and all other mental activities require stable transmission of electrical signals between nervous cells. Such transmission is possible when CO2 content in nerve tissues is normal. Logic, sense, reason, wisdom, focus, memory, concentration and many other qualities are based on this stability of signal transmission.

The signal is passed from one nervous cell to another only when the strength or voltage of the signal is higher than a certain threshold value so that accidental signals will not be amplified causing disruption in the work of the CNS. This threshold value is very sensitive to the local CO2 content.

When we hyperventilate and CO2 content is suboptimal, accidental weak signals can be amplified and transmitted further interfering with the real signals based on senses, memory, logic and other objective factors.

Hence, CO2 has a calming effect on excessive excitability of brain areas responsible for conscious thinking (e.g., Krnjevic, 1965). Other researchers (Balestrino & Somjen, 1988; Huttunen et al, 1999) also concluded that increased CO2 pressure generally reduces cortical excitability, while hyperventilation "leads to spontaneous and asynchronous firing of cortical neurons" (Huttunen et. al., 1999).

Hence, breathing too much makes the human brain abnormally excited due to reduced CO2 concentrations. As a result, the brain gets literally out of control due to appearance of spontaneous and asynchronous (“self-generated”) thoughts. Balestrino and Somjen (1988) in their summary directly claimed that, "The brain, by regulating breathing, controls its own excitability".

These effects of CO2 on brain cells are of special importance in understanding anxiety, insomnia, panic attacks, epilepsy and other psychological and neurological problems and disorders to be discussed later. Besides, this effect is important in order to understand the mechanism of the mind-body connection.

 

Bohr effect (or supply of oxygen to all body cells)

CO2 is a catalyst for the chemical release of O2 from haemoglobin cells. This phenomenon is called the Bohr effect and it can be found in many medical textbooks (e.g., Ganong, 1995, Starling & Evans, 1968). Bohr and his colleagues (1904) first described this effect. How does it work?

In normal conditions (when we breathe about 6 l/min), arterial blood is 96-98% saturated with O2 due to a fresh air supply to the lungs. When the arterial blood arrives at the tissues, some O2 is released by its carriers, the haemoglobin cells (red blood cells). What is the reason for this chemical release? The cells of the organism also breathe, and the more they breathe the more CO2 is produced. These elevated values of CO2 in tissues increase the CO2 level in the blood due to CO2 diffusion from the tissues. As a result, the greater the amount of CO2 in the blood, the more O2 is going to be released from the haemoglobin cells for the tissues to use, since CO2 is a catalyst causing this chemical reaction.

This mechanism is especially effective during physical exercise. Indeed, depending on the type of exercise, some of our muscles work harder than others. Those muscles that produce more CO2, are going to get more O2 in exchange (due to the Bohr effect), so they can continue to work at high rates. Were this mechanism to be absent, a human organism would quickly tire at the slightest physical exertion due to lack of oxygen.

Therefore, carbon dioxide is a necessary factor for oxygenation of tissues. No carbon dioxide means no oxygen in the tissues, while no oxygen means no energy for various processes and no life.

Let us look at the events when people over-breathe. On the one hand, breathing more can raise blood saturation from normal 96-98% to 97-99% (by about 1%). However, it follows from the Bohr effect that those who chronically breathe too much (in comparison with physiological norms) suffer from hypoxia (low oxygen concentrations) in tissues due to the low carbon dioxide level in the blood and tissues. (Low tissue oxygenation is normally found in malignant cells, diseased nervous cells, and inflamed tissues of various organs). Meanwhile, normal breathing (about 6 l/min) provides more O2 for the tissues of the organism.

Hence, the paradox of breathing is in the fact that acute over-breathing, while bringing more oxygen during first seconds, creates the opposite effect: in a few minutes (or even earlier). The cells start to suffer from the lack of oxygen. Therefore, chronic deep breathing causes chronic tissue hypoxia.

Prolonged forceful over-breathing can have disastrous consequences, as Yale Professor Yandell Henderson and his colleagues demonstrated in their work with dogs almost a century ago (Henderson et al, 1908). In these experiments, forceful respiration was created using a suction and exhaust pump. The dogs after many minutes were disconnected from the machine and died without attempting to draw a single breath due to failure of the cardiovascular system. This result was completely unexpected by the researchers. Later, it became clear that hypoxia was one of the factors contributing to these deaths. However, there was also another factor: constriction of small blood vessels due to low carbon dioxide level.

 
Local vasodilation

CO2 locally dilates arteries and arterioles making the work of the heart easier, creating conditions for delivering more oxygen to tissues, and removing more waste products.

Vice versa: low carbon dioxide stores have a local vasoconstrictive effect leading to spasms, hypoxia (this time due to poor blood supply) and accumulation of metabolic wastes in different vital organs and tissues.

One may argue that there are many other blood vessels which also contribute to total resistance to blood flow. Why should we concentrate on CO2 effects on arteries and small blood vessels? Basic physiology of the human organism explains, that the total relative resistance to blood flow in arteries and arterioles is about 3-8 times greater than in any other type of blood vessels (Ganong, 1995). The effect of vasoconstriction due to hyperventilation is so powerful, that Soley and Shock (1938) reported their difficulty in obtaining blood samples from fingers of their patients following voluntary hyperventilation. It is more difficult for the heart to pump the blood through the body when small blood vessels, due to low carbon dioxide, are constricted. Moreover, the heart muscle itself receives less blood if the person is over-breathing.

Therefore, low CO2 level in the organism produces profound adverse impact on the cardiovascular system and blood supply to the heart and other organs.

What about the human brain? Does it suffer from heavy breathing? The following results were obtained by measuring blood flow through the main artery (the carotid artery) leading to the brain. Voluntary hyperventilation led to 35% reduction in the blood flow to the brain in comparison with the conditions at rest. This result is quoted in the medical textbook written by Starling & Evans (1968), while the effect is well documented and has been confirmed by dozens of professional experiments.

By the way, do you notice that when people passionately argue with each other, or are angry, or violent, they usually breathe heavily? Would it be reasonable, in the light of these physiological studies, to conclude that it is useless to argue or try to reason with the person whose brain is not normally oxygenated due to excessive breathing?

There are numerous studies which indeed do reveal the negative effects of over-breathing on different skills (motor, memory, logic) and general performance, which require combinations of various human abilities.

Hence, a low carbon dioxide level not only reduces oxygenation of tissues, but also impairs blood supply to vital organs of physiological functioning.

 
Relaxation of smooth muscles

CO2, when applied locally, is a relaxant of smooth muscles (e.g., Hudlicka, 1973). Dr. Brown in his article “Physiological effects of hyperventilation” analysed almost 300 professional studies and stated, “Studies designed to determine the effects produced by hyperventilation on nerve and muscle have been consistent in their finding on increased irritability” (Brown, 1953).

This fact, together with the properties of CO2 mentioned previously, will help us to understand the mechanism by which normal carbon dioxide concentrations can restore the harmonious work of different muscular groups (such as the heart, respiratory muscles, muscles of the digestive tract, etc.) in order to eliminate muscular spasms (e.g., heart attacks, asthma attacks, constipation, etc.). Moreover, since muscles get irritated it is normal to expect that when people breathe too much, they are more likely to be tense, anxious, stressed, aggressive, and violent. Vice versa, normal carbon dioxide concentrations would result in muscular relaxation, composure, and sensible actions.

 
Bronchodilation

Normal level aCO2 eliminates possible constriction of bronchi and bronchioles which can appear due to low aCO2. The article "The mechanism of bronchoconstriction due to hypocapnia [low CO2 concentrations] in man" (Sterling, 1968) described the following effect of CO2 on air passages. Bronchoconstriction (narrowing of air passages), which is the main problem of asthmatics, is mainly mediated by special nerve cells. Low aCO2 makes them, among many other nervous tissues, more excited, causing narrowing of bronchi and bronchioles.

Therefore, over-breathing can cause bronchoconstriction (as it is observed in asthma) leading to the feeling of suffocation.

 
Blood pH balance

CO2 is the most important factor in controlling blood pH, balance of electrolytes and pH of other body fluids (urine, saliva, stomach secretions, etc). Indeed, bicarbonate is the largest CO2 component of the blood, as well as intra-cellular and extra-cellular fluids, while a typical medical or physiological textbook will indicate its leading role in the control of pH of blood and other body fluids (e.g., medical textbooks by Starling & Evans, 1968; Guyton, 1984; and Ganong, 1995). Hence, changes in bicarbonate concentration must influence the ionic composition of every human cell.

As one of the numerous effects in this area, Carryer (1947) found that “While no significant change in total calcium of the blood takes place, the readily available, or ionized portion is affected markedly [due to hyperventilation]… The decrease in available calcium increases excitability of the neuromuscular mechanism, inducing tetany”.

These medical conclusions point out the cause of problems (low carbon dioxide due to hyperventilation) with calcium metabolism, which is found in osteoporosis, arthritis, and other health conditions.

 
Participation and catalisation of chemical reactions

CO2 is a participant of numerous other biochemical reactions involving virtually all vitamins, minerals, amino acids, hormones, carbohydrates and other vital substances. Some of the chemical reactions, all requiring CO2 as a catalyst or as one of the reagents, were described by Kazarinov (1990).

Apart from these known effects, there are probably many other processes of the human organism that require normal CO2 levels and normal breathing for optimum physiological functioning.

 

The first respiratory physiologists were called “cardio-respiratory physiologists” since the link between the cardiovascular and respiratory systems, as they found it, was very intimate. Professor Yandell Henderson was one of the most prominent scientists in this area. His article “Carbon dioxide” was published in 1940 in Cyclopedia of Medicine. In the section with the title “Relations of Carbon Dioxide and Oxygen in the Body” he wrote,

            Carbon dioxide is, in fact, a more fundamental component of living matter than is oxygen. Life probably existed on earth for millions of years prior to the carboniferous era, in an atmosphere containing a much larger amount of carbon dioxide than at present. There may even have been a time when there was no free oxygen available in the air…

Another natural, but very obstructive misconception is that oxygen and carbon dioxide are so far antagonistic that in blood a gain of one necessarily involves a corresponding loss of the other. On the contrary, although each tends to raise the pressure and thus promote the diffusion of the other, the 2 gases are held and transported in the blood by different means…

A sample of blood may be high in both gases, or low in both gases. Moreover, under clinical conditions low oxygen and low carbon dioxide—anoxemia and acapnia—generally occur together. Each of these abnormal states tends to induce and intensify the other. Therapeutic increase of carbon dioxide, by inhalation of this gas diluted in air, is often the effective means of improving the oxygenation of the blood and tissues.

In the section “As a factor in the Acid-base Balance of the Blood”, he continued,

Modern physiology has shown that, in addition to the control and regulation exerted by the nervous system, there are many chemical substances produced in the body that influence function and form. To these active principles Starling gave the name of “hormones.” Among the hormones are epinephrine (often called adrenaline), pituitrin, thyroxin, insulin and many other products of the glands of internal secretion and other organs. Carbon dioxide is the chief hormone of the entire body; it is the only one that is produced by every tissue and that probably acts on every organ. In the regulation of the functions of the body, carbon dioxide exerts at least 3 well defined influences: (1) It is one of the prime factors in the acid-base balance of the blood. (2) It is the principal control of respiration. (3) It exerts an essential tonic influence upon the heart and peripheral circulation.

Finally, he stated in the section “In the Control of Respiration and the Circulation”,

“Carbon dioxide is the chief immediate respiratory hormone.”

 

1.6 Medical studies of hyperventilation

The previous section described some effects (there are many more as we are going to see later) of hyperventilation on healthy people. While these effects are normal for any human organism, the degree of particular negative changes and the location of the most affected organs are various in different individuals. Therefore, the individual problems created by over-breathing are going to be different. In order to investigate this issue, let us turn our attention to medical studies.

Medical doctors and professors have written extensive reviews of professional literature and described their own case histories of hyperventilation (Bass, 1990; Brasher, 1983; Lum, 1975; Magarian, 1982, 1983; Morgan, 1983; Tavel, 1990). These studies showed the symptoms of over-breathing and the profound negative influence of both acute and chronic hyperventilation on the whole biochemistry of the human organism.

The first medical article containing a description of the symptoms of hyperventilation, but without understanding their cause, was published by DaCosta (DaCosta, 1871). One group of researchers described the biochemical mechanism by which hyperventilation can gradually cause problems with high cholesterol (hypertension) and high blood sugar levels (diabetes) (Lavrent'ev, 1993).

Acute and, especially, chronic hyperventilation, according to these and many other references, affects every system and organ of the human body causing a wide variety of symptoms. Many medical doctors have mentioned that the physiological response to hyperventilation is individual. Thus, individual genetic predisposition and certain other factors define which system or organ is the most affected by hyperventilation. It can be the heart, brain, kidneys, liver, intestines, stomach, lungs or one of many others. Additional references on the negative effects of hyperventilation can be found in the previously cited works. Magarian (1982), for example, quoted over 180 other scientific articles in order to back up his conclusions about the physiological consequences of hyperventilation.

Since hyperventilation is an important part of our fight-or-flight response, the blood is generally diverted from vital organs to large skeletal muscles. Studies found decreased perfusion of the heart (Okazaki et al, 1991), brain (discussed above), liver (Hughes et al, 1979; Okazaki, 1989), kidneys (Okazaki, 1989), and colon (Gilmour et al, 1980). Moreover, investigations of blood flow in muscles were not consistent in relation to changes in perfusion, while oxygenation of muscles in some studies is even reduced (Thorborg et al, 1988). That could happen probably due to vasoconstriction and the suppressed Bohr effect. Normally, hyperventilation also compromises oxygenation of vital organs (e.g., Hughes et al, 1979; Hashimoto et al, 1989; Okazaki et al, 1991).

Typically, the blood flow to vital organs is directly proportional to aCO2. Such a linear relationship (between brain blood flow and carbon dioxide concentration) can be found, for example, in Handbook of Physiology (Santiago & Edelman, 1986).

Chronic hyperventilation interferes with normal digestion. Decreased perfusion and oxygenation of GI organs can lead to lack of digestive enzymes, accumulation of metabolic waste products, slow digestion, putrefaction of certain nutrients and mal-absorption. That should cause problems with protein metabolism (which usually appear before problems with fat and carbohydrate metabolism), thus adversely affecting normal repair of the body (especially the GI tract, the largest consumer of amino acids) and the immune system.

In order to experience the effects of breathing on digestion, one may voluntarily hyperventilate after a meal. While normal digestion can take 2 hours, hyperventilation may extend this time up to 5-8 hours or more, depending on the degree of hyperventilation.

 

Warning. By mild voluntary hyperventilation, you may almost halt digestion. For many people that can cause GI distress and aggravation of existing gastrointestinal problems. Breathing less (or voluntary hypoventilation) can also make some digestive problems worse.

 

It would be normal to expect that the degree of all these negative effects may vary from individual to individual.

Similarly, according to the article entitled "The effects of hyperventilation; individual variability and its relation to personality" (Clark, 1982), not only negative cardiovascular changes, but also psychological effects of hyperventilation had individual variability.

Thus, when we over-breathe, there are certain factors (both, genetic and environmental) which create our specific physiological responses to hyperventilation. While the above-mentioned negative consequences of deep breathing are typically found in a normal human organism, genetic predisposition and some other factors (previous events which influenced the organism) probably define the organs, their parts and the systems which are going to suffer most from low carbon dioxide stores and other effects of chronic hyperventilation. More research is required in order to find the effects of hyperventilation and individual differences.

 

1.7 Studies about the hyperventilation provocation test

One may realize the dangers of over-breathing by performing a HVPT (hyperventilation provocation test), during which the person should breathe very quickly and deeply, usually for about 2-3 minutes. (It would be impossible to do it much longer due to losing consciousness, while forceful involuntary over-breathing, when a pump is used, would cause death in dozens of minutes). This short over-breathing test has a well-recorded history of clinical use and was employed by many medical doctors to provoke the symptoms of the main health problem in order to diagnose it, as well as to demonstrate to patients that hyperventilation was the main cause of their symptoms. Thus, using deep and fast breathing, you can reproduce your specific health symptoms.

Over-breathing is an excellent tool used by medical doctors around the world to find out the most sick organs and systems in any particulat patient.

For example, voluntary over-breathing in asthmatics causes the asthma attack, in people with hypertension – the heart attack, in epileptics – epilepsy attack, etc. Here is a short summary of medical studies regarding different health conditions, number of patients investigated, and the percentage of patients who reproduced their specific health problem.

- coronary artery spasms (Nakao et al, 1997) 206 patients, 100% specific;

- bronchial asthma (Mojsoski N & Pavicic F, 1990) 90 patients, 100% specific;

- panic attacks (Bonn & Readhead, 1984; Holt PE, Andrews, 1989; Nardi et al, 2000), 95% specific;

- epileptic absence seizures (Esquivel, 1991; Wirrel, 1996).

 

Important notice. The hyperventilation provocation test should not be performed by people who have certain severe health problems, without professional supervision, due to possible complications.

 

The symptoms experienced can be reversed by reducing ventilation and raising carbon dioxide stores to previous values. Another important finding of these and other authors is that most people, including numerous above-mentioned patients, were unaware of their abnormal breathing pattern and believed that they breathed normally.

 

1.8 Hypoventilation as a health problem

As shown above, many disease states are characterized by hyperventilation. Are there any health problems in which sick people breathe less than the norm?

Low minute volume can be found, for example, in cases of hypothyroidism. Such people usually have abnormally low levels of thyroid hormones. As a result, their cells cannot generate enough energy. Typical symptoms of hypothyroidism are low energy, hypoxia, apathy, sleepiness, and weight gain. Indeed, since little CO2 is produced by cells, less O2 is released to them by haemoglobin cells, due to the suppressed Bohr effect.

Chronic mountain sickness patients can have lower than normal ventilation, but this rare health condition is observed only in those who live about 3,000 m or more above sea level.

Abnormal breathing may be observed in sleep apnoea, in which sleeping patients stop breathing for 10-20 or even up to 40-50 seconds. Such apnoeic spells interrupt the normal functioning of the nervous system. As a result, these spells can awaken the patients many times during the night, interfering with physiological and psychological recovery. These people can breathe too little during spells. The inter-event ventilation (i.e. between spells) has been observed to be usually more than 20 l/min.

Patients with hypothyroidism and sleep apnoea can normalize their breathing patterns using the method described in later Chapters. Moreover, practical work of breathing practitioners revealed that normalization of breathing of these patients dramatically improves their health state. Even more surprising is the fact that these patients can use virtually the same methods and breathing exercises (to be discussed) in order to restore their health.

 

1.9 End-tidal CO2 and different health problems

Minute ventilation, although a very important respiratory parameter, needs special equipment and does not always indicate hyperventilation and small aCO2. Inaccuracies occur in cases of small body weight (found, for example, in children), irregular or very shallow breathing found in some obese patients, and obstruction of airways leading to partial or total closure of some lung areas. This last phenomenon will be discussed in the next section.

As a result, many professional researchers, when investigating respiration, often measure etCO2 (end-tidal CO2) as a more accurate characteristic reflecting CO2 content of the lungs. A device called a "capnometer" can continually measure CO2 level in the expired air. The level of CO2 gradually rises during exhalation showing an approximate equalization with the CO2 value in alveoli in the lungs (hence, the phrase "end-tidal"). The normal alveolar CO2 pressure is about 40 mm Hg pressure (Guyton, 1984; Ganong, 1995) or partial pressure of 5.3% of normal air at sea level. According to "Handbook on physiology" (Severinghaus JW, 1965), "A PCO2 below 35 mm Hg is indicative of alveolar hyperventilation" (p.1476). 35 mm Hg corresponds to 4.6% CO2 at sea level (see Appendix 2 in order to find the relationships between aCO2% and absolute aCO2 pressure at different altitudes).

All previously quoted studies (section 1.1) indicating hyperventilation should find abnormally low etCO2 for tested patients. Indeed, people who breathe more should generally show smaller CO2 concentrations in expired air.

What also follows from many studies is that with the deterioration of health etCO2 tension gets even lower.

The investigation of over 100 patients (Tanabe et al, 2001) with different degrees of chronic heart failure revealed that class I patients (light degree) had about 34.5 mm Hg etCO2 pressure, class II patients: 32.5 mm Hg, and class III patients: 30.8 mm Hg. Thus, the heart patients with the more serious heart problems had lower CO2 levels and, therefore, heavier breathing in terms of minute ventilation.

American scientists from the Brown Medical School in Providence recently published a study End-tidal carbon dioxide predicts the presence and severity of acidosis in children with diabetes (Fearon & Steele, 2002). They start this publication with, “Patients with diabetic ketoacidosis (DKA) hyperventilate, lowering their alveolar (PACO(2)) and arterial carbon dioxide (PaCO(2))”. Their conclusion was, “End-tidal CO(2) is linearly related to HCO(3) and is significantly lower in children with DKA” (Fearon & Steele, 2002).

Expired end-tidal CO2 values are considered by many emergency professionals as an accurate predictor (life/death) of cardiac arrest. For example, authors of the article "End-tidal carbon dioxide during cardiopulmonary resuscitation in humans presenting mostly with asystole: a predictor of outcome" investigated 120 French patients during non-traumatic cardiac arrest. The researchers found that "end-tidal CO2 could provide a highly sensitive predictor of return of spontaneous circulation during cardiopulmonary resuscitation (MPR)" (p.791, Cantineau et al, 1996). More recently a large group of medical doctors from several American hospitals tested over 100 patients and wrote an article "End-tidal carbon dioxide measurements as a prognostic indicator of outcome in cardiac arrest" with the same conclusion (Ahrens et al, 2001). There are several other studies written by emergency professionals, with the same conclusions.

Therefore, emergency patients (with cardiac arrest) with the most deep and frequent breathing have the least chances of survival.

Rosen and his colleagues (1990) in the abstract of the article “Is chronic fatigue syndrome synonymous with effort syndrome?” wrote: "Chronic fatigue syndrome (CFS), including myalgic encephalomyelitis (ME) and postviral syndrome (PVS), is a term used today to describe a condition of incapacity for making and sustaining effort, associated with a wide range of symptoms. None of the reviews of CFS has provided a proper consideration of the effort syndrome caused by chronic habitual hyperventilation. In 100 consecutive patients, whose CFS had been attributed to ME or PVS, the time course of their illness and the respiratory psychophysiological studies were characteristic of chronic habitual hyperventilation in 93. It is suggested that the labels 'CFS', 'ME' or 'PVS' should be withheld until chronic habitual hyperventilation - for which conventional rehabilitation is available - has been definitively excluded."

Paulley started his article "Hyperventilation" (Paulley, 1990), with "Physicians’ and specialists’ continued failure to recognize, diagnose and treat adequately the majority of hyperventilators is a disgrace. Hyperventilation Syndrome (H.V.S.), incorrectly labelled myalgic encephalomyelitis (M.E.), is the latest example of the profession’s incompetence."

These doctors claim that chronic fatigue syndrome, myalgic encephalomyelitis, and postviral syndrome can be directly caused by over-breathing since normalization of breathing results in recovery of the patients with these health concerns.

Capnometers (devices to measure carbon dioxide levels in the expired air) have become especially popular among psychologists. For example, Fried and colleagues (1990) studied several groups of subjects with anxiety, panic phobia, depression, migraine, and idiopathic seizures. The abstract claims that "virtually all the noncontrol subjects were found to show moderate to severe hyperventilation and the accompanying EEG dysrhythmia" (p.67).

Abnormally low carbon dioxide values (etCO2) were found in all (over 60) patients with neurotic depression and non-retarded endogenous depression (Damas Mora et al, 1976).

Asmundson and Stein (1994) measured carbon dioxide concentrations in over 20 patients with panic disorder. Their average CO2 was also below the medical norm.

Therefore, various psychological problems are connected and can be the consequences of chronic over-breathing.

 

1.10 Hypoxia and blood shunting

McFadden & Lyons (1968) showed that in mild and severe asthmatic patients, some parts of the lungs could not carry out adequate air exchange due to airway obstruction. This causes an ineffective exchange of CO2 for O2 in venous blood in the obstructed alveoli of the lung. Therefore, this venous blood, after leaving the lungs almost unchanged, is mixed with oxygenated arterial blood. This effect is called “blood shunting”. As a result, hypoxia of such patients becomes worse since less O2 is present in the blood. Meanwhile, aCO2 rises to or even exceeds, in severe cases, the physiological norm (40 mm Hg). Thus, with further deterioration of health, large aCO2 (hypercapnia) is observed. In spite of increased aCO2 pressure and greatly improved Bohr effect, tissue hypoxia is greater than before due to very low arterial oxygenation (it would not be correct to expect that higher aCO2 concentrations can compensate for lack of oxygenation in the damaged lung areas. The balance between these two gases is indeed delicate.) This problem of ventilation/perfusion mismatch (inadequate air supply to some lung parts) and corresponding blood shunting is especially severe in patients with emphysema.

Normally, in healthy lungs each lung area requires air ventilation, which is approximately proportional to its volume. Meanwhile, in severe cases of ventilation/perfusion mismatch, the working lung part can hyperventilate, but the total ventilation can be less than the norm. Indeed, if, for example, only one-third of the lungs is functional, as in emphysema, this third may use, say, about 3-4 l of air per minute, indicating general hypoventilation (3-4 l/min is less than the physiological norm). Meanwhile, under normal conditions, this working lung part would need only about 2 l/min.

Ventilation/perfusion mismatch is common in patients with mild or severe asthma, emphysema, and cystic fibrosis, and for some patients with obesity, hypertension, and diabetes. However, for most people very low aCO2 does not cause severe airway obstruction and corresponding blood shunting. Taking into account individual variability of the effects of CO2 depletion (discussed in section 1.3), it is possible that asthmatics and other groups of people as above have air passages, which are more sensitive to hyperventilation due to their genetically inherited characteristics.

Hypoxic hypoxia can also be the result of the ventilatory failure due to fatigue of respiratory muscles or depression of the respiratory neurons in the brain by morphine and other drugs. (Hypoxic hypoxia is hypoxia resulting from a defective mechanism of oxygenation in the lungs.)

 

1.11 Critical care patients and arterial CO2

It was shown above that, in cases of cardiac arrest, carbon dioxide concentration is a reliable predictor of human survival. Meanwhile, critical care professionals often use the most sophisticated and advanced devices to measure different physiological parameters. Analysis of arterial blood usually includes investigation of blood gases (blood concentrations of bicarbonates, total CO2, oxygenation, etc.) of critically ill patients.

All 29 patients with severe liver damage (in most cases due to metastatic cancer or cirrhosis of liver) had low CO2, while for 25 patients "it was also clinically evident that respiratory exchange was increased markedly" (p.762, Wanamee et al, 1956). Thus, hyperventilation was visually observed by the authors of this publication, "Respiratory alkalosis in hepatic coma". They also found that heavy over-breathing led to severe electrolyte abnormalities. These abnormalities included decreased sodium ions and increased chloride ions in the blood. Abnormally high lactic and pyruvic acid concentrations were other frequent effects.

Blood gases and respiratory patterns provided accurate information for survival prognosis in acute cerebrovascular accidents. When these parameters were normal, patients survived. Out of 11 hyperventilating patients with less than 35 mm Hg aCO2, only one survived (Rout et al, 1971).

The same conclusion (regarding aCO2 and survival prognosis) was made for head injuries (Huang et al, 1963; Vapalanti & Trouph, 1971).

Summarizing the results of these works and their connection with brain dysfunction, Dr. Plum wrote, "The combination of hyperpnoea [increased breathing] with an elevated pH, and a subnormal or moderately low oxygen tension occurs in many serious illnesses that entirely spare the brain. These include the alveolar-capillary block of diffuse pulmonary carcinomatosis; heart failure; advanced cirrhosis, with or without hepatic coma; acute pulmonary infarction; and many others, including the cryptic pulmonary congestion that accompanies most serious disease in the obtunded and elderly" (Plum, 1972). Interestingly, all above-mentioned effects (low carbon dioxide concentration, elevated pH, and hypoxia) quoted by Dr. Plum are caused by heavy breathing.

Hence, one can conclude that over-breathing is a normal feature of these severe diseases.

When suffering various serious health problems (heart disease, diabetes, cancer, AIDS, etc.) the patient’s life is usually threatened, not by the main health problem, but by complications and infections, such as in the case of bacteremic shock. Analysing a group of patients initially diagnosed with arteriosclerotic heart disease, cerebrovascular insufficiency, diabetes, arthritis, several forms of cancer, fatty liver, and alcoholism, one study showed that complications due to pathogenic microorganisms in the blood caused 46 deaths in 50 patients (Winslow et al., 1973). Pneumonia and urinary tract infections were the foci of pathogenic microorganisms. Now we may ask the following: what was observed with their breathing, when not only a part of the organism, but even the blood was polluted with pathogens? All 50 patients, according to a table accompanying this article, had very disturbed blood gases corresponding to severe over-breathing.

Dr. Simmons and his colleagues wrote an article "Hyperventilation and respiratory alkalosis as signs of gram-negative bacteremia" (bacteremia being the presence of bacteria in the blood). This extract is from the beginning of their abstract:

"Visible hyperventilation was observed clinically in patients with Gram-negative bacteremia. Eleven patients with Gram-negative infections and either proved or probable bacteremias were therefore studied to see if hyperventilation might be a common response to such bacteremia. In every case there was laboratory evidence of hyperventilation, and in 8 cases the hyperventilation was visible to the observer. Since only patients were studied who had no other cause for increased ventilation, this appears to be a primary response to the bacteremia..." (abstract, Simmons et al, 1960).

Another group of US medical professionals found that the degree of over-breathing has a strong correlation with over-all mortality (Mazarra et al, 1974). Heavier breathing indicated smaller chances of survival. Here is what they wrote in their scientific abstract:

"Respiratory alkalosis [blood alkalisation is the normal physiological result of over-breathing] was the most common acid-base disturbance observed in a computer analysis of 8,607 consecutive arterial blood gas studies collected over an 18 month period in a large intensive care unit.

Through a retrospective review of the randomly selected hospital records of 114 patients, we defined four groups based upon arterial carbon dioxide tension (PaCO2) and mode of ventilation. Group I, with a PaCO2 of 15 mm Hg or less, consisted of 25 patients with an over-all mortality of 88 per cent. Group II, with a PaCO2 of 20 to 25 mm Hg, consisted of 35 patients with a mortality of 77 per cent. Group III, with a PaCO2 of 25 to 30 mm Hg, consisted of 33 patients with a mortality of 73 per cent, and Group IV, with a PaCO2 of 35 to 45 mm Hg, consisted of 21 patients with a mortality of 29 per cent (p<0.001). Shock and sepsis were most common in group I patients.

These findings suggest that extreme hypocapnia [low level of carbon dioxide] in the critically ill patient has serious prognostic implications and is indicative of the severity of the underlying disease" (Mazarra et al, 1974).

This article indicated that the names of the most common diseases to occur in all 4 groups of people were cerebrovascular disease, hepatic coma, bronchopneumonia, and arteriosclerotic heart disease.

Finally, let us look at the conclusion drawn by a group of US researchers who recently wrote an article with the title "Can cardiac sonography and capnography be used independently and in combination to predict resuscitation outcomes?" (Salen et al, 2001).

"CONCLUSIONS: Both the sonographic detection of cardiac activity and ETCO(2) levels higher than 16 torr were significantly associated with survival from ED resuscitation; however, logistic regression analysis demonstrated that prediction of survival using capnography was not enhanced by the addition of cardiac sonography" (Salen et al, 2001).

In other words, they found, probably to their surprise, that monitoring of the heart, as an addition to the monitoring of breathing, does not provide any further information about chances of survival.

A review of these professional studies indicates that critically ill patients usually have very low carbon dioxide level due to visible hyperventilation. Laboured breathing of such patients probably corresponds to minute ventilation of 20-25 l/min or more.

The analysis of Westren medical literature suggests that many critically ill patients die in conditions of heavy and deep breathing.

Deep breathing, as we showed above, reduces oxygenation of the body. Are there any simple tests that reflect our ventilation and oxygenation? “Oxygen content in the organism can be found using a simple method: after exhalation, observe, how long time the person can have no breathing without stress” (Buteyko, 1977).

 

1.12 Breath-holding time and its clinical significance

All breathing parameters described above need to be measured using special equipment. Meanwhile, there is a simple test, which can be done at almost any moment by everyone, since only a watch or a clock is required. This is BHT (breath-holding time), or how long one can be without breathing. What are the results of medical studies regarding this test?

According to textbook “Essentials of exercise physiology” (McArdle et al, 2000), “If a person breath-holds after a normal exhalation, it takes about 40 seconds before breathing commences” (p.252).

Breath holding can be started at different phases of breathing (e.g., after normal inhalation, or exhalation, or taking a very deep inhalation, or a complete exhalation). These different conditions can produce large variations in results (by more than 200%). Moreover, sometimes patients are asked to take 2 or 3 deep breaths before the test. Since researchers use different methods for BHT measurements, the standardization of results is necessary in order for them to be compared.

Handbook of physiology”, after analysing numerous relevant publications, suggested the following proportions for BHT measurements (Mithoefer, 1965). If BHT after full inhalation is 100%; then BHT after normal inhalation is 55%; BHT after normal exhalation is 40%; BHT after full exhalation is 24%. Taking an additional full exhalation or inhalation before starting the test increases BHT by about 5 or 15% respectively for each full manoeuvre. This information allows us to compare different BHT tests done during almost a century of clinical investigations, if we use some standard conditions for the test. In order to do that, let me introduce the BHT: BHT is BHT after quiet or usual expiration. The under-line can remind the reader about BHT measured at the base level, as when we are totally relaxed (as after usual exhalation).

Different studies and their results can be now compared by changing their BHTs to the standard of measurements, the BHT. These results are given in Table 1.2.

Warning. Usually BHT in physiological or medical studies is measured for as long as possible. This procedure is dangerous if you have certain serious health conditions with inflammation, irritation, ulcers or any other damage to internal organs (this will be fully explained later). The conditions requiring caution include: certain heart conditions, diabetes, hypoglycaemia, severe kidney disease, gastric or intestinal ulcers, acute gastritis, IBS, etc.

Types of people investigated

Number of subjects

BHT,

S

BHT,

s

Test conditions (order of actions just before BHT test)

% of

BHT for BHT1

Reference

Fit instructors

22

46 s

67 s

Full exhalation,

normal inspiration

70%

Flack, 1919

Home defence pilots

24

49 s

72 s

British candidates

23

47 s

69 s

US candidates

7

45 s

66 s

Delivery and

test pilots

27

39 s

57 s

Pilots training

for scouts

15

42 s

62 s

Pilots taken off flying through stress

 

34 s

49 s

Normal subjects

30

23 s

58 s

Full inspiration

40%

Friedman, 1945

Neurocirculatory asthenia

54

16 s

40 s

Normal subjects

22

33 s

45 s

Normal inspiration

73%

Mirsky et al, 1946 norm. inspir., alap,

Anxiety states

62

20 s

28 s

Normal subjects and class 1 heart patients

16

16 s

48 s

Full inspiration, full exhalation, full inspiration

33.3%

Kohn & Cutcher, 1970

 

Class 2 and 3

heart patients

53

13 s

39 s

Pulmonary emphysema

3

8 s

23 s

Functional heart disease

13

5 s

15 s

Normal subjects

6

28 s

76 s

Full exhalation,

full inspiration

38 %

Davidson et al, 1974

Asymptomatic asthmatics

7

20 s

55 s

Asthmatics with symptoms

13

11 s

27 s

Full inspiration

40 %

Perez-Padilla et al, 1989

Normal subjects

14

25 s

74 s

Deep breath of

50% O2, 50% N22

33.3%

Zandbergen et al, 1992

Panic attack

14

11 s

34 s

Anxiety disorders

14

16 s

49 s

Outpatients

25

17 s

43 s

Full inspiration

40 %

Gay et al, 1994

Inpatients

25

10 s

25 s

COPD or CHF (congenital heart failure)

7

8 s

21 s

12 heavy smokers

12

8 s

21 s

Normal subjects

26

21 s

21 s

Normal exhalation

100%

Asmudson & Stein, 1994

Panic disorder

23

16 s

16 s

Normal subjects

30

36 s

36 s

Normal exhalation

100%

Taskar et al, 1995

 

Obstructive sleep apnoea syndrome

30

20 s

20 s

Normal subjects

76

25 s

67 s

Full exhalation,

full inspiration

38%

McNally & Eke, 1996

Normal subjects

10

38 s

38 s

Normal exhalation

100%

Flume et al, 1996

Successful lung transplantation

9

23 s

23 s

Successful heart transplantation

8

28 s

28 s

Normal subjects

31

29 s

32 s

Normal exhalation

in supine position

90%

Marks et al, 1997

Outpatients with COPD

87

8 s

9.2 s

Table 1.2 Breath holding time according to various medical references

 

Table 1.2 comments.

          1. “% of BHT for BHT” means the percentage of BHT used to calculate BHT.

          2. Zandbergen et al, 1992 conducted their experiments with the mixture of 50% O2 and 50% N2. According to Ferris with his colleagues (1945), such mixture increases normal BHT by about 50%.

 

Analysing the results of Table 1.2, the following conclusions can be made.

          Normal subjects have the longer BHT (maximum pause) in comparison with sick people who suffer from various health problems.

          The stronger the severity of the health problem, the shorter the BHT.

          Recovering and asymptomatic people have intermediate BHT values.

 

Let us now turn our attention to the comments expressed by medical professionals about the breath holding time of healthy and sick people.

In 1919 The Lancet published one of the first articles describing the medical application of BHT investigated by military medical doctor and Lieutenant-Colonel Martin Flack (Flack, 1919). As Dr. Flack indicated, less than 35 s BHT was considered to be sufficient to take pilots "off flying through stress" (Flack, 1919). The possible reason for such a drastic measure was described by him on the next page. On one occasion a medical doctor wanted to suspend from flying one experienced pilot due to his unusually low BHT (23 s BHT). The pilot was allowed to fly, lost control, crashed the plane and was killed. The commanding officers decided that this test was, indeed, an indicator of the personal health state, especially stress. At the end of his publication Flack suggested, "...that these tests would also be of value for measuring trench fatigue, industrial fatigue, and fatigue in women workers..." (Flack, 1919).

According to Dr. Wood, who investigated patients with a variety of symptoms diagnosed as DaCosta’s syndrome (one of the previous names for the chronic fatigue syndrome), low BHT was the most common symptom found in his 200 patients (Wood, 1941).

A few years later Dr. Friedman, Director of the Harold Brum Institute for Cardiovascular Research, San Francisco, after analysing his patients with neurocirculatory problems wrote, "... the breathholding time was found to be directly related [inversely proportional] to the severity of the dyspnea suffered" (Friedman, 1945).

Dr. Mirsky and his colleagues (1946) concluded that "the difference [in breath holding time] between the normal and abnormal patients [with variety of anxiety states] is of clinical significance".

Two American medical doctors, Robert Kohn and Bertha Cutcher, in their article "Breath holding time in the screening for rehabilitation potential of cardiac patients" (Kohn & Cutcher, 1970) described the testing of more than 100 cardiac patients. It was found that "...an individual unable to hold his breath for at least 20 sec [7 s BHT] is a poor candidate for vocational rehabilitation". Furthermore, "It is now suggested that the determination of the breath-holding time is an effective screening test for rehabilitation potential" (Kohn & Cutcher, 1970).

Apparently, healthy obese patients were "unable to hold their breath much beyond 15 s", whilst all normal non-obese subjects could breath hold for more than 30 s (Hurewitz et al, 1987).

            Similarly, African researchers noticed that, “Significant differences were observed in the mean of the Quetelet index, percent predicted vital capacity and the breath holding time between the normal female and the obese female subjects. A high but inverse relationship was found between estimated body fat and each percent predicted vital capacity and breath holding time in subjects whose Quetelet index was above 30 kg/m2” (Sanya &Adesina, 1998)

A review of publications on leprosy (Katoch, 1996) revealed that "respiratory function test studies have shown impaired breath holding time" (abstract).

Authors of the article "Rating of breathlessness at rest during acute asthma: correlation with spirometry and usefulness of breath-holding time" (Perez-Padilla et al, 1989) wrote,

"These results suggest that: 1) magnitude of dyspnea and breath-holding time correlate with severity of airflow obstruction in acute asthma attacks associated with dyspnea at rest; and 2) breath-holding time varies inversely with dyspnea magnitude when it is present at rest" (abstract). Thus, BHT has correlation with the most important parameters officially accepted for the diagnosis of asthma.

Later Mexican scientists published the same result in their article, Estimating forced expiratory volume in one second based on breath holding in healthy subjects. Their conclusion was FEV1 [forced expiratory volume] can be reliably estimated using BHT” (Nevarez-Najera et al, 2000).

Japanese doctors compared breath holding times for normal subjects and patients with COPD (chronic obstructive pulmonary disease). “The period of no respiratory sensation  [a certain period of no particular respiratory sensation which is terminated by the onset of an unpleasant sensation and followed by progressive discomfort during breath-holding] was also measured in eight patients with chronic obstructive pulmonary disease. The values of the period of no respiratory sensation in patients with chronic obstructive pulmonary disease were apparently lower than those obtained in normal subjects. These findings suggest that measurement of the period of no respiratory sensation can be a useful clinical test for the study of genesis of dyspnoea” (Nishino et al, 1996).

Kendrick and colleagues used breath holding for more accurate measurements of pulmonary blood flow (Kendrick et al, 1989). It was important for testing that the subjects hold their breath as long as possible for better measurements. The researchers had 33 patients with cardiac problems (but without overt cardiac failure) and noticed that, "for very dyspnoeic patients a breath-hold time of less than 10 s would be desirable...e.g., 6 s is acceptable. However, in very ill patients, even a 6 s breath hold time may be too long" (Kendrick et al, 1989). The authors were clearly disappointed by the short BHTs of their patients.

Magnetic resonance imaging (MRI) is a test in which X-ray films are taken of patients, who must remain motionless during the procedure. Patients must therefore be able to hold their breath for the duration of the test. Sick patients with numerous health problems have been a challenge for MRI professionals since these patients could not hold their breath a sufficiently long enough time in comparison with normal subjects.

For example, one abstract claimed that patients with coronary artery disease "found it significantly more difficult to perform a steady breath-hold … or attain the same diaphragm position over multiple breath-holds than normal subjects" (Taylor et al, 1999).

In order to solve this problem, new magnetic imaging techniques requiring shorter BHTs (even as short as a few seconds only) were developed. However, some, most seriously ill patients could not achieve even multiple 1 s breath holds, as reported by Posniak and colleagues (1994):

"OBJECTIVE. Chest and abdominal CT scans using 1.0-sec scan times are often limited by motion in patients who are unable to hold their breath. With our scanner we can obtain images in 0.6 sec (partial scan)" (abstract). The breathing pattern of some patients was so strong that they could not stop for even a single second.

Russian medical Doctor K.P. Buteyko and his colleagues tested thousands of patients with a variety of cardiac and bronchial problems and found that sick people usually have about 10-20 s BHT, and the very sick as low as 3-5 s. With approaching death, the breath holding time gradually, day after day, goes down: 5 s, 4, 3, 2, 1 (last frantic gasps for more air), death… (Buteyko, 1977).

Are there any health conditions in which BHT is long in spite of poor, but stable health? It is possible, according to my research, in such rare cases as obesity hypoventilation syndrome, chronic mountain sickness, after carotid body resection (these nervous cells monitor carbon dioxide concentration in the blood and brain and, as a result, control respiration), and curarisation of respiratory muscles (a procedure during which respiratory muscles are cut and cannot obey the central nervous system). Obviously, more research is required before final conclusions can be made.

We can see that the BHT (breath holding time after normal expiration) is an excellent indicator of our health. The sicker the person, the lower the BHT.

Finally it can be noted that these low BHTs were found for sick and severely sick patients. Apparently, there are certain people who have low BHTs (due to chronically heavy breathing), but are not diagnosed (yet?) with any serious organic disease.

 

1.13 Role of nitric oxide

There are numerous studies published over the past 80 years regarding the negative effects of hypocapnia (low level of CO2). Hence, CO2 is the most known and investigated factor that relates to overbreathing. Which other parameters of the body become abnormal during and because of hyperventilation?

Normal nasal breathing helps the body to use its own nitric oxide. This substance is produced, among other places, in nasal passages. During normal breathing, we have quiet prolonged exhalations (that do not prevent accumulation of nitric oxide in some areas of nsal passages) and relatively quick inhalations (that allow inhalation of the accumulated nitric oxide). Duirng hyperventilation exhalations are forceful and quick (as one can observe in many sick people) and inhalations are slow. This reversal of the main stages of breathing decreases the utilization of nitric oxide.

The roles and some important effects of this hormone on the body have been discovered very recently and there are still many questions in relation to this substance. Nitric oxide is found and synthesized in endothelial cells that line the lumen of blood vessels, neurons, and macrophages. As a gas, it is routinely found in nasal passages and measured in exhaled air. The known functions of the NO include:

1. Vasodilation of arteries and arterioles (and hence regulation of blood flow to tissues). In this respect, NO is similar to CO2 acting on the smooth muscles of blood vessels.

2. Regulation of binding and release of O2 to haemoglobin. This NO function is again similar to the CO2 function known as the Bohr effect.

3. Destruction of parasitic organisms, viruses, and malignant cells by inactivating their respiratory chain enzymes in mitochondria.

4. Inhibition of inflammation in blood vessels.

5. Neurotransmission. Learning, memory, sleeping, feeling pain, and some other processes require NO for transmission of neuronal signals. On the other hand, brain cells can probably be killed during a stroke due to excessive production of nitric oxide.

6. Hormonal effects. NO influences secretion from several endocrine glands. It stimulates the release of adrenaline from the adrenal medulla, pancreatic enzymes from the exocrine portion of pancreas, and Gonadotropin-releasing hormone from the hypothalamus.

Abnormal NO production and its availability are now associated with hypertension, heart failure, stroke, obesity, diabetes (both type I and II), atherosclerosis, rheumatism, aging, and dyslipidemias (particularly hypercholesterolemia and hypertriglyceridemia).

Currently there are numerous studies world-wide related to the role of NO in human health and diseased states. It is beyond the scope of this book to provide these studies.

Practice shows that possibly for some people some health improvements can be achieved mainly through the correction of one’s breathing pattern, which can normalize production and utilization of nitric oxide, while CO2 changes could be small. Hence, in these people nitric oxide can play, during some stages of breathing normalization, the leading role in health restoration.

 

1.14 Changes in the ANS (autonomous nervous system)

Most of the time, breathing is regulated by the ANS (autonomous nervous system). In healthy people movement of the diaphragm provides at least 75% of the changes in air volume in the lungs during inhalation at rest, as one may see in many medical textbooks (e.g., p. 312, Castro, 2000; p. 595, Ganong, 1995). Inhalation involves activation of the diaphragm (the initially dome-shaped diaphragm is stretched sideways and becomes more flat), and, hence, inhalation, as a process of muscular activation, is normally controlled by the sympathetic part of the ANS. Exhalation, in health, involves relaxation or passive recoil of the diaphragm (p. 314, Castro, 2000) indicating parasympathetic control of this part of the process. In normal conditions (12 breaths per minute) one breathing cycle (inhalation-exhalation) takes 5 seconds. Inhalation lasts about 2 s and exhalation about 3 s (p. 313, Castro, 2000; p.541, Straub, 1998).

Since an average person takes many thousands breaths every day, the parameters of his or her breathing can be considered as a window, through which certain disturbances in the ANS can be detected. Let us consider the typical breathing parameters of sick people.

The above studies in minute ventilation show that people with asthma and heart disease breathe about 2.5 times more air every minute (about 15 l/min instead of 6). How is it possible that they breathe so much? Such breathing rates are possible by breathing faster (not 12 times per minute, but 15-20 or even more times per minute) and deeper (up to 700-1,000 ml of air per breath instead of 500 ml as it should be in health). If a healthy person needs about 3 s to exhale 500 ml through the relaxation of the diaphragm, there is no way for a sick person to exhale more air (700-1,000 ml) in less time using only relaxation. Hence, sick people unconsciously apply muscular efforts to exhale air from the lungs at resting conditions. These muscular efforts need sympathetic control indicating that hyperventilation means abnormal control of this vital function (breathing) by the ANS. Moreover, this fast and deep breathing is usually, but not always, accompanied by chest breathing, when the rib cage, not the diaphragm, does the main job of air movement. Hence, hyperventilation also means abnormal innervations or dis-regulation of control of the breathing muscles by the ANS. Furthermore, practice shows that hyperventilation is usually accompanied by the reversal of the two phases of breathing: inhalations often become longer than exhalations. One may notice how sick people take a prolonged inhale and then the rib cage collapses to expel air with force and an audible noise. Finally, the breathing of sick people is often uneven and irregular with sighing, coughing, snorting, sneezing, etc.

All these abnormal processes take place 24/7 and they indicate pathologies in the functions of the ANS. The ANS, in its turn, regulates contractions of the heart, digestion, production of hormones and many other vital processes. It is logical to expect then that chronic overbreathing can lead to various health abnormalities through negative effects on the ANS, but too little research about these negative effects is currently available.

 

1.15 Focus on diseases

The modern Western approach to respiration is often based on the following understandings about breathing. “Respiration is the total process of delivering oxygen to the cells and carrying away the by-product of metabolism, carbon dioxide”, or “Respiration is the process of taking in oxygen from inhaled air and releasing carbon dioxide by exhalation”, or “Respiration is the process by which animals take in oxygen necessary for cellular metabolism and release the carbon dioxide that accumulates in their bodies as a result of the expenditure of energy”.

About a century ago leading world’s physiologists had a different understanding about the role of breathing and CO2 in human health (see Professor Yandell Henderson’s quote above). First of all, it is the primary role of breathing to regulate CO2 (not just to release this by-product). Secondly, while regulation of CO2 is an important factor, there are many other functions of normal breathing. These other functions can be disturbed or disrupted. Possible abnormalities of breathing are: dominance of chest breathing at rest; fast shallow breathing and diaphragmatic flutter; slow inhalations and quick exhalations; periodic breathing; coughing; sighing; and sneezing. All these and many other irregularities and infringements are connected with pathological processes or abnormalities in the respiratory system, autonomous nervous system, endocrine system, musculoskeletal system, cardiovascular system, gastrointestinal and other systems of the human organism. Let us now review some diseases and their relations to breathing.

 

Asthma

In 1968 The New England Journal of Medicine published the results of a large study (McFadden, 1968) in which breathing and blood gases of a group of asthmatics were investigated. The researchers found that all 101 tested patients had chronic alveolar hyperventilation. Those asthmatics who had a light or moderate degree of the disease breathed about 15 l of air per min or 2.5 times more than the official medical norm (6 l/min).

More recently, in 1995, American researchers from the Mayo Clinic and Foundation (Rochester) confirmed the same average value (about 15 l/min) for another group of patients diagnosed with asthma (Johnson et al, 1995). This study was published in the Journal of Applied Physiology.

Finally, medical professionals from Mater Hospital in Brisbane (Australia) tested 39 asthmatics and found 14 l/min (Bowler et al, 1998). These figures were reported in the Medical Journal of Australia.

Clinical Science published in 1968 an article, The mechanism of bronchoconstriction due to hypocapnia in man (hypocapnia means abnormally low CO2 concentrations). In this paper, Sterling explained that CO2 deficiency causes an excited state of the cholinergic nerve. Since this nerve is responsible for the state of the smooth muscles in bronchi, its excited state leads to the constriction of air passages.

            What about modern textbooks on physiology? One states, “Agents that tend to dilate airways include increased PaCO2 (hypoventilation or inspired CO2)...” (p.545, Straub, 1998). This textbook directly claims that slowing down breathing (hypoventilation) or increased CO2 level dilates airways. Moreover, CO2 is suggested as the chief chemical substance that promotes this effect.

Did anybody ever suggest before recent years the connection between asthma and ventilation? Doctor Buteyko proposed this link in the 1950s (his first official publications appeared in the 1960s), when he discovered the central role of overbreathing in the development and degree of asthma. (He and his colleagues also found that asthma patients got immediate relief from their asthma attack symptoms, if they practiced reduced breathing). Dr. Herxheimer independently suggested that low CO2 was the cause of bronchial asthma in 1946 and 1952 (Herxheimer, 1946; 1952).

Let us consider the possible mechanism suggested by Doctor Buteyko. Low CO2 values in the bronchi cause chronic constriction of airways (that happens in all people). In addition to this direct effect, chronic hyperventilation makes immune reactions abnormal. The immune system becomes too sensitive in relation to intruders from outside (coming with air or food), but weakens the responses to various pathogens, like viruses and bacteria. (Why? Hyperventilation is a defensive reaction and a part of the fight-or-flight response. Hence, hyperventilation indicates a state of stress, increased alertness and emergency for the whole organism, the immune system included. Hence, various intruders are to be attacked.)

The immune system becomes hypersensitive and seemingly innocent events (like breathing cold air or inhaling dust particles, dust mite proteins, cat proteins, tree pollen, etc.) can trigger an inflammatory response in the airways of asthmatics, enlargement of mast cells, excessive production of mucus, a sense of anxiety or panic, more hyperventilation, and further constriction of airways.

As a result, mucus makes air passages narrower (or even blocks some of them) creating a feeling of suffocation and causing asthma attacks. During an attack, an asthmatic may try to clear the mucus by coughing it out, but that further reduces CO2 concentrations in the lungs and makes air passages narrower.

 

Heart disease

In 1995 the British Heart Journal published a study (Clark et al, 1995) done by researchers from the National Heart and Lung Institute in London. The breathing rate of all 88 heart patients at rest ranged from 10 to 18 l/min (or about 2-3 times more than the norm).

In 2000, in a study from the Chest magazine, a group of American cardiac professionals revealed that patients with chronic heart failure had breathing rates in the range of 14 to 18 l/min (Johnson et al, 2000).

More recently, Greek doctors from the Onassis Cardiac Surgery Center in Athens recorded ventilation values ranging from 11 to 19 l/min for heart patients from their hospital (Dimopoulou et al, 2001).

These and many other similar results raise many questions. Are there any heart patients (with primary hypertension, angina pectoris, and other problems) who have normal breathing parameters? Does the normalization of breathing mean no symptoms and no disease for all heart patients? What are the details of interactions between breathing and heart disease? These questions will be discussed later.

Above-mentioned physiological effects, resulting from a CO2 deficiency, influence the cardiovascular system.

· Low blood CO2 values lead to the narrowing of small blood vessels (vasoconstriction of arteries and arterioles) in the whole body. That causes two problems. First, as a group of Japanese medical professionals found, in conditions of CO2 deficiency, blood flow to the heart muscle decreases (Okazaki et al, 1991). Hence, heart tissue gets less oxygen, glucose and other nutrients. Second, since small blood vessels are the main contributors to the total resistance in relation to blood flow, CO2 deficiency increases resistance to blood flow and makes the work of the heart harder.

· The suppressed Bohr effect, due to low CO2 values in the blood, also reduces oxygenation of the heart muscle. That increases anaerobic metabolism and produces excessive amounts of lactic acid. Note that lactic acid is often implicated as a source of pain in any tissue. In the case of the heart, a person can suffer from angina or chest pain.

· The excited nerve cells in the heart (the cells that are called pacemakers) interfere with the normal synchronization and harmony in the working of the heart muscle. (The valves should open and close in proper time, much like a well-tuned engine.) Desynchronization can make the whole process of blood pumping less efficient or more energy- and oxygen-demanding possibly causing pathological adaptive changes in the heart tissue.

· Abnormal metabolism of fats leads, as Russian medical studies revealed, to increased blood cholesterol level in genetically-predisposed people. That condition gradually, over periods of weeks or months, produces cholesterol deposits on the walls of blood vessels. Such deposits can induce primary hypertension. As their published work suggests, the BHT has a linear correlation with the blood cholesterol level. These results are discussed later in more details.

· Chronic hyperventilation affects the normal utilization and conversion of essential fatty acids into prostaglandins causing changes in inflammatory responses and the malfunctioning of the immune system.

· Mouth breathing (at rest, during sleep, exercise, etc.) is an additional adverse stimulus. It further reduces aCO2 and prevents normal absorption of nitric oxide (a hormone and powerful dilator of blood vessels) synthesized in the nasal passages while the main effect of taking nitroglycerine medication, in case of heart problems, is to provide the organism with additional nitric oxide.

· Since heart patients breathe 2-3 times more than the official norm, they usually have a more frequent and deeper breathing pattern. That must result in other breathing abnormalities, for example, chest breathing, as well as slow inhalations and quick exhalations. These irregularities indicate abnormal states of the autonomous nervous and musculoskeletal systems.

The father of cardiorespiratory physiology, Yale University Professor Yandell Henderson (1873-1944), investigated some of these effects about a century ago. Among his numerous physiological studies, he performed experiments with anaesthetized dogs on mechanical ventilation. The results were described in his publication Acapnia and shock. - I. Carbon dioxide as a factor in the regulation of the heart rate. In this article, published in 1908 in the American Journal of Physiology, he wrote, “... we were enabled to regulate the heart to any desired rate from 40 or fewer up to 200 or more beats per minute. The method was very simple. It depended on the manipulation of the hand bellows with which artificial respiration was administered... As the pulmonary ventilation increased or diminished the heart rate was correspondingly accelerated or retarded” (p.127, Henderson, 1908).

            Which parts of the cardiovascular system are going to be most affected? That depends on genetic predisposition, life style and environmental factors. There are so many parameters that can adversely affect the normal work of the cardiovascular system. People are different. Some may get chronic heart failure, others high blood pressure, or stroke, or various abnormalities in the heart muscle.

Western experimental studies suggest that the following cardio-vascular problems can appear as a result of hyperventilation (courtesy of Peter Kolb, Biochemical Engineer, Australia):

- palpitations (Bass C, 1990; Cluff, 1984; Demeter & Cordasco, 1986; Lum, 1975; Magarian et al., 1983; Nixon, 1989; Sher, 1991)

- cardiac neurosis (Bass C, 1990; Cluff, 1984; Nixon, 1989)

- angina pain (Nixon, 1989)

- myocardial infarction (Nixon, 1989)

- Wolfe-Parkinson-White syndrome (Nixon, 1989)

- arrhythmias (Cluff, 1984; Demeter & Cordasco, 1986; Nixon, 1989)

- stenosis of coronary artery (Demeter & Cordasco, 1986; Nixon, 1989; Sher, 1991; Waites, 1978)

- tachycardia (Cluff, 1984; Lum, 1975; Nixon, 1989; Tavel, 1990)

- failure of coronary bypass grafts (Nixon, 1989)

- right ventricular ectopy (Nixon, 1989)

- silent ischemia (Nixon, 1989)

- elevated blood pressure (Nixon, 1989)

- flat or inverted ECG T-wave (Demeter & Cordasco, 1986; Nixon, 1989; Sher, 1991; Tavel, 1990)

- vasoconstriction (Cluff, 1984; Demeter & Cordasco, 1986; Lum, 1975; Nixon, 1989; Sher, 1991)

- reduced cerebral blood flow (Cluff, 1984; Lum, 1975; Magarian et al., 1983; Sher, 1991; Waites, 1978)

- mitral prolapse (Bass C, 1990; Cluff, 1984; Nixon, 1989; Tavel, 1990)

- low cardiac output/stroke volume (Waites, 1978).

Do you know that it is possible to get abnormal ECG tracing from a healthy heart just by voluntary heavy breathing? Later, many cardiac professionals, while analyzing such ECGs, can claim pathological changes in the heart. These changes are different in different people. Vice versa, normal breathing naturally eliminates, either immediately or in due course of time, various, already detected, ECG abnormalities.

Modern medicine and physiology have a very limited understanding of what is going on with the cardiovascular system when breathing gradually change in one or the opposite direction. There are many questions related to individual variability, mechanisms of developing pathologies, and the interaction of hereditary and environmental factors.

 

Cancer

Let us consider some facts about the appearance, growth and development of malignant tumours; their spread to distant tissues and resistance to standard methods of treatment. What is the abnormal background, which is rarely discussed in popular books and articles about cancer, but which is known to professional oncologists?

It has been known for decades that malignant cells normally and constantly appear and exist in any human organism due to billions of cell divisions and mutations. These abnormal cells, in normal conditions, are quickly detected by the immune system and destroyed. However, the work of macrophages, enzymes and other agents of the immune system is severely hampered under the conditions of hypoxia. That was the conclusion of various studies. For example, Dr. Rockwell from Yale University School of Medicine studied malignant changes at the cellular level and wrote, "The physiologic effects of hypoxia and the associated micro environmental inadequacies increase mutation rates, select for cells deficient in normal pathways of programmed cell death, and contribute to the development of an increasingly invasive, metastatic phenotype" (Rockwell, 1997). The title of this publication is "Oxygen delivery: implications for the biology and therapy of solid tumors".

Summarizing the results of numerous studies, Ryan with colleagues chose the following title of their article, "The hypoxia inducible factor-1 gene is required for embryogenesis and solid tumor formation" (Ryan et al, 1998).

In normal conditions, even a group of hypoxic cells dies (or is easily destroyed by the immune cells). What about cells in malignant tumours? Researchers from Gray Laboratory Cancer Research Trust (Mount Vernon Hospital, Northwood, Middlesex, UK) concluded,

"Cells undergo a variety of biological responses when placed in hypoxic conditions, including activation of signalling pathways that regulate proliferation, angiogenesis and death. Cancer cells have adapted these pathways, allowing tumours to survive and even grow under hypoxic conditions..." (Chaplin et al, 1986).

Moreover, American scientists from Harvard Medical School noted that "... Hypoxia may thus produce both treatment resistance and a growth advantage" (Schmaltz et al, 1998).

There is so much professional evidence about fast growth of tumours in the condition of severe hypoxia, that a large group of Californian researchers recently wrote a paper "Hypoxia - inducible factor-1 is a positive factor in solid tumor growth" (Ryan, 2000). As an echo, a British oncologist from the Weatherhill Institute of Molecular Medicine (Oxford) went further with a manuscript "Hypoxia - a key regulatory factor in tumour growth" (Harris, 2002).

When the solid tumour is large enough and the disease progresses, cancer starts to invade other tissues. This process is called metastasis. Does poor oxygenation influence it? "...Therefore, tissue hypoxia has been regarded as a central factor for tumor aggressiveness and metastasis" (Kunz & Ibrahim, 2003) was the conclusion of German researchers from University of Rostock and University of Leipzig.

Since dozens of medical and physiological studies yielded the same result, what about just a title again? "Tumor oxygenation predicts for the likelihood of distant metastases in human soft tissue sarcoma" (Brizel et al, 1996). The harder one breathes, the faster cancer invades.

Probably, the reader now can guess about the effect of cancer treatment and the chances of survival for those who suffer from severe chronic hyperventilation. Indeed, "... tumour hypoxia is associated with poor prognosis and resistance to radiation therapy" (Chaplin et al, 1986).

"Low tissue oxygen concentration has been shown to be important in the response of human tumors to radiation therapy, chemotherapy and other treatment modalities. Hypoxia is also known to be a prognostic indicator, as hypoxic human tumors are more biologically aggressive and are more likely to recur locally and metastasize" (Evans & Koch, 2003).

"Clinical evidence shows that tumor hypoxia is an independent prognostic indicator of poor patient outcome. Hypoxic tumors have altered physiologic processes, including increased regions of angiogenesis, increased local invasion, increased distant metastasis and altered apoptotic programs” (Denko et al, 2003).

Could breathing influence the tumors and if so, how? The authors of one of the studies cited above mused about the origins of all these problems, “Surprisingly little is known, however, about the natural history of such hypoxic cells” (Chaplin et al, 1986). Why could they appear? What is the source of tissue hypoxia? We can again suggest that our breathing does influence the breathing process of all body tissues, tumours included.

Is there any experimental evidence indicating the usefulness of CO2 for malignant tumours?

During the last decade, there has been a steady progress in the investigation and application of CO2-O2 gas mixtures called "carbogen" in clinical practice. Carbogen breathing is usually applied for several hours during administration of certain anti-cancer medications. Let us review some results in this area and the reasons for carbogen application.

Several studies from England and the USA found that breathing various carbogen mixtures significantly improves oxygenation of tumours. The general opinion of these researchers is that "Perfusion insufficiency and the resultant hypoxia are recognized as important mechanisms of resistance to anticancer therapy. Modification of the tumour microenvironment to increase perfusion and oxygenation of tumours may improve on the efficacy of these treatments..." (Powell et al, 1997).

A large group of British scientists from the Paul Strickland Scanner Centre revealed that when 14 cancer patients breathed various carbogen mixtures (with 2%, 3.5% and 5% CO2 content, the rest was O2) "arterial oxygen tension increased at least three-fold from basal values" (Baddeley et al, 2000). They also found that "There were no significant changes in the respiratory rate, heart rate and blood pH. The results suggest that 2% CO2 in O2 enhances arterial oxygen levels to a similar extent as 3.5% and 5% CO2 and that it is well tolerated" (Baddeley et al, 2000).

Another group of British researchers directly measured oxygen pressure in cancer cells and concluded, "This study confirms that breathing 2% CO2 and 98% O2 is well tolerated and effective in increasing tumour oxygenation" (Powell et al, 1999).

These results generate the following question. Which gas, CO2 or O2 is the main contributor to increased oxygenation and by how much? The amounts of both gases in mixtures were much higher than the amounts of O2 and CO2 in normal air.

Let us, first, consider the influence of O2. There are two O2 states namely O2 that is combined with haemoglobin and dissolved O2, which can increase oxygenation of the arterial blood. As we considered in Chapter 1, the saturation of haemoglobin with O2 under normal conditions (or when breathing normal air) is about 98%. Increased O2 pressure can raise this value to almost 100%. This would cause about a 2% increase in arterial blood in comparison with the initial value. In addition, when patients breathe carbogen mixtures more O2 can be dissolved in the arterial blood (this O2 is not bound to red blood cells). In normal conditions the contribution of dissolved O2 is about 1.5% of the total blood O2 as the remaining 98.5% O2 is combined with haemoglobin. Increasing O2 almost five times increases total arterial O2 content by about 6% in relation to the initial normal value.

Hence, increasing the O2 component in breathing air (up to almost 100%) causes about 8% increase in total O2 content in arterial blood.

Similarly, British researchers, as mentioned above reported "arterial oxygen tension increased at least three-fold from basal values" (Baddeley et al, 2000). How was it possible to get such a large increase in tissue oxygenation (about 200%) if arterial blood could carry only about 8% more O2 during carbogen breathing in comparison with initial conditions?

The remaining increase in tissue oxygenation could be due to larger CO2 values, which shift the Bohr curves down and enhance O2 release from haemoglobin cells, and due to the dilation of blood vessels. Therefore, the increase in oxygenation of tissues is mainly due to the larger CO2 content.

Indeed, the British professionals decided “to assess the relative contributions of carbon dioxide and oxygen to this response and the tumour oxygenation state, the response of GH3 prolactinomas to 5% CO2/95% air, carbogen and 100% O2(Baddeley et al, 2000). That was done using magnetic resonance imaging and PO2 histography. They found that,

“A 10-30% image intensity increase was observed during 5% CO2/95% air breathing, consistent with an increase in tumour blood flow, as a result of CO2-induced vasodilation, reducing the concentration of deoxyhaemoglobin in the blood. Carbogen caused a further 40-50% signal enhancement, suggesting an additional improvement due to increase blood oxygenation. A small 5-10% increase was observed in response to 100% O2, highlighting the dominance of CO2-induced vasodilation in the carbogen response” (Baddeley et al, 2000).

It is not oxygen, but carbon dioxide that is the substance responsible for the main improvement in oxygenation of tissues.

 

Diseases of the brain and the central nervous system

Physiology and medicine teach us that a CO2 deficiency produces the following abnormalities in the nerve cells:

· Increased excitability of all nerve cells. We are too excited when we hyperventilate since overbreathing “leads to spontaneous and asynchronous firing of cortical neurons" (Huttunen et. al., 1999).

· Reduced blood flow to the brain. Our brains get less blood supply. This physiological fact can be found in many textbooks. As Professor Newton from the University of Southern California Medical Center recently reported, “cerebral blood flow decreases 2% for every mm Hg decrease in CO2” (Newton, 2004). That means that with each second decrease in the BHT, blood flow to the brain is less by almost 1%. Less blood means a decreased supply of glucose (the main fuel for the brain in normal conditions), oxygen, and other nutrients. In addition, it causes gradual accumulation of waste products. All these effects affect all aspects of human performance, including concentration, coordination, memory, logic, etc.

· The suppressed Bohr effect. Not only is the inflow of oxygen less, but also oxygen release from red blood cells is hampered by low CO2 concentrations in tissues. That further reduces brain oxygenation.

In addition, there are similar negative effects due to likely abnormalities with production and delivery of nitric oxide causing hypoxia, lowered blood perfusion, faulty transmission of signals, and inflammation. Imbalances in the ANS and hormonal system are other destabilizing factors. It is likely that there are other effects of abnormal breathing on the nervous system. Hyperventilation is virtually always manifested in abnormal breathing patterns, including a higher frequency of breathing, shorter exhalations and inhalations, absence of periods of no-breathing, abnormalities in the work of respiratory muscles (e.g., chest breathing), etc.

Do clinical studies show that patients with mental or psychological problems have heavy breathing?

In 1976 the British Journal of Psychiatry published a study of CO2 measurements in 60 patients with neurotic depression and non-retarded endogenous depression (Mora et al, 1976). All patients had abnormally low carbon dioxide values.

Later, in 1990, American psychiatrists from Hunter College (City University of New York) reported results from several groups of subjects with anxiety, panic phobia, depression, migraine, and idiopathic seizures (Fried, 1990). The abstract states “virtually all the non-control subjects were found to show moderate to severe hyperventilation and accompanying EEG dysrhythmia”. In addition, it notes that hyperventilation and abnormal electrical signals in the brain took place simultaneously.

Canadian scientists from the Department of Psychiatry (University of Manitoba, Winnipeg) measured carbon dioxide concentrations in over 20 patients with panic disorder. Their average CO2 was also below the medical norm (Asmundson and Stein, 1994). There are many other studies that report abnormally low CO2 values for people with various psychological and neurological problems.

It has been known in neurology for over 50 years that poor oxygenation and reduced blood supply of the brain are the foundations of virtually all “mysterious” and known neurological and psychological pathologies, ranging from insomnia, depression, addictions and phobias to Parkinson, Alzheimer, and senile dementia. Indeed, if one considers the places and people who tried breathing retraining (Chapter 4), almost all of them relate to psychology and neurology.

 

GI (gastrointestinal) problems

How hyperventilation affects the GI system?

· Small blood vessels in the digestive organs get constricted. That reduces their blood supply. Physiological measurements confirm this effect on the stomach, liver, spleen, and the colon. Hence, GI organs get less oxygen, glucose, and other nutrients for their normal work and repair.

· The suppressed Bohr effect, due to low CO2 values in the blood, reduces the oxygenation of the digestive organs.

· The excited state of the nerve cells in the GI system (the enteric nervous system that orchestrates the normal work of the whole digestive conveyor) interferes with the normal work of the GI organs. That can influence the contraction of the muscular layers, the production and secretion of digestive enzymes and other functions. Indeed, a group of American gastroenterologists from the Mayo Clinic in Rochester recently published a study Hyperventilation, central autonomic control, and colonic tone in humans (Ford et al, 1995). They tested the effects of voluntary over-breathing with normal and CO2-rich air. A drop in the CO2 level of the blood (hyperventilation) caused abnormalities in the contractility and peristalsis of the colon.

· Chronic hyperventilation can cause autoimmune GI reactions since it is not normal to breathe two-three times the norm 24/7. The immune system, as in case of asthma, can start searching for enemies coming from outside (i.e., with food). This can contribute to the pathology of inflammatory bowel disease, irritable bowel syndrome, Crohn’s disease and other problems and complaints.

Hyperventilation can create numerous abnormalities in the GI system. There are no studies that compare these effects or define the individual differences. Similarly, the impact of permanent changes in breathing is also not investigated.

 

Hormonal problems

How do people with hormonal (endocrine) problems breathe? A group of Italian medical researchers from the University of Ancona reported that 28 patients with diabetes breathed from 10 to 20 l/min (Tantucci et al, 1997). A year later German endocrinologists from Gutenberg University Hospital (Mainz) tested 42 people with hyperthyroidism and found 15 l/min (Kahaly et al, 1998).

How can deep breathing cause hormonal or endocrine problems? Since hyperventilation is a state of emergency for the whole body, it can interfere with the normal production and secretion of various hormones. For example, the immediate effects of stress include surges of adrenalin and cortisol. Chronic hyperventilation often leads to gradual development of deficiencies in these hormones. In addition, all tissues, hormonal glands included, suffer from reduced oxygenation and blood supply. Above-mentioned abnormalities with nitric oxide production and its bioavailability directly cause problems with several hormones (see above). The function of the ANS is compromised in conditions of overbreathing creating another cascade of imbalances in the circardian cycles regulated by these hormones. However, there were no systematic studies that identified the long-range hormonal changes due to heavy breathing. Individual differences, together with life style and environmental parameters, should play their role when it comes to expected effects.

 

Other health concerns and summary

What about Western research concerning the breathing of people with various other problems? There were few studies relating the quality of breathing to other health problems. However, medical science knows little or nothing about the breathing/disease interaction for many common health problems like cancer, arthritis, diabetes, etc. That especially relates to the situations when breathing parameters gradually change.

What other diseases are related to abnormal breathing? Breathing regulates blood supply and oxygenation of all cells, tissues and organs. Breathing also reflects the state of the autonomous nervous system that regulates the work of all body organs. In conditions of chronic hyperventilation vital organs suffer from reduced blood supply and hypoxia. In addition, chronic hyperventilation interferes with the normal work of the nervous and immune systems. Hence, a wide variety of negative effects is present when we breathe too much.

Furthermore, if reduced blood and oxygen supply, together with abnormalities of the immune and nervous systems, are part of the main problem, then breathing can play a role in the further development of this health problem. There is some limited but encouraging practical evidence about the healing influence of normalization of breathing on a variety of health conditions.

What diseases are not related to chronic hyperventilation? People with, for example, color-blindness lack certain structures in the retina of their eyes. Whatever their breathing patterns, there are no known cases of the appearance or disappearance of this medical condition. Likely, breathing has nothing to do with this problem. Hemophilia is usually manifested in the absence of one blood clotting substance. Again, this problem is purely genetic and unrelated to breathing.

There are over 30,000 various health problems and abnormalities known to modern medicine. Doctor Buteyko and his Soviet (Russian) medical colleagues, based on their clinical experience with over 200,000 patients, hypothesized that about 150-200 health conditions are connected with abnormal breathing. Hence, less than 1% of all health problems might be affected by our breathing. However, many of these health problems are fairly common for modern people. This, for example, relates to our main killers, like heart disease, cancer, and many others.

 

1.16 Why breathing?

Patients with modern degenerative diseases usually have many dozens of physiological and biochemical parameters which seen to be abnormal. For critically ill patients this number is much larger and is often estimated to be many hundreds. That means that the concentrations of numerous minerals, vitamins, hormones and many other substances are out of their norms. Why, then, are breathing in general and CO2 related parameters in particular chosen for our consideration?

Based on still limited studies, when breathing is normal, many diseases are absent. When people are sick, they over-breathe. Even partial normalization of their breathing results in better health, as we saw above and are going to consider later. What exact role breathing plays in the pathology of various diseases is a very big and hard question that needs further studies and trials.

            The unique position of breathing among many other health parameters is due to its semi-automatic nature. Professor Ronald Ley, State University of New York, recently wrote a large review “The modification of breathing behavior” starting with the statement, “Breathing is the only vital function under direct voluntary control as well as involuntary control” (Ley, 1999).

Most of the time the "breathing centre" governs human respiration by keeping minute ventilation, carbon dioxide and oxygen concentrations, and breath holding time or the BHT (breath holding time after normal expiration) within relatively narrow ranges at rest. Meanwhile, people can voluntarily change many breathing parameters. For example: minute ventilation, breathing frequency, and tidal volume (the amount of air taken in per breath) can be decreased or increased by at least a factor of two. The duration of such wilful breathing can be sustained for many minutes or even hours every day. Thus, breathing, to some degree, can be controlled in the short run by human willpower and, over long periods of time, can be normalised through self-discipline and persistence. Moreover, there are numerous life style and environmental factors (to be discussed) that directly influence breathing and that can be adjusted to meet the needs of the human organism.

A person cannot directly order the heart to slow down, the air passages to open, the kidneys and liver to intensify their work and cleanse the blood of pathogens, or any spasm to disappear. However, these and many other problems can be solved by breathing exercises, as will be discussed later.

 

1.17 Evolution of air on Earth

How is it possible that a human being, one of the smartest species on Earth, can kill itself, and over 90% people die this way, by over-breathing? Is it nature so silly to create this way? In order to answer these questions we need to consider changes in air composition on Earth.

When there were no life on Earth, air has no oxygen (since oxygen is a very reactive substance), while CO2 was a part of the volcanic gases that formed air during those times. Geological studies suggest that CO2 concentration was up to 10-12% or even more. Thus, when the first organic substances and life forms appeared on Earth (from about 5 billion to 1 billion years ago), our atmosphere did not have any measurable amounts of O2, according to Professor Maina (Maina, 1998), who wrote the book The gas exchangers: structure, function, and evolution of the respiratory processes about development of respiration and breathing in various creatures living on Earth in the past and now. He is one of the leading modern authorities on respiration of different life forms.

Appearance of the first vertebrates (about 550 millions years ago) and the development of prototypes of human lungs took place when air was made up of only about 1% O2, while having many % CO2 (Maina, 1998), likely over 7%. Normal air today has many times more O2  (about 20%) and only a fraction of the CO2 (0.03%). However, our cells now still live in the air that existed hundred millions years ago: “But the cells of animals and humans need about 7 % CO2 and only 2% O2 in the surrounding environment. This is the way how our cells live: cells of the heart, brain, and kidneys” (Buteyko, 1977).

Hence, most of the time our lungs were developing and evolving in conditions when the CO2 content was high (up to 7-12% during the first stages of development), with gradual decline, and low O2 values (about 1% or less during the first stages). During these stages the process of control of breathing by the nervous system was also developed. Since this primitive air had very little O2, our evolutionary predecessors could get more oxygen in tissues by breathing more. Since any stressful situation, digestion, search for food, mating, playing, and any other activity required more oxygen, hyperventilation became the fundamental reflex or instinct. Only totally peaceful stress-free rest had low metabolic rate where heavy breathing would not give any advantage for survival.

On the other hand, however heavy was breathing of these primitive creatures in the past, they would still get the main nutrient, CO2, from air. The CO2 content in tissues had to be even higher than in air and these creatures would never develop spasms of coronary vessels, bronchi, other smooth muscles, or abnormal excitability of the nerve cells, or muscular tension or any other above-mentioned negative effects. Hence, nature did provided primitive creatures with ability to function without all above-discussed physiological flaws.

However, the main parameter of our environment, our air, had dramatic change during later stages of our evolution due to advance of green life that transforms CO2 into O2 during photosynthesis. These events could be reflected on the following picture.

 

 

Fig 1.1 CO2 and O2 values in air during early stages of development of our lungs, in our cells now and in modern air.

 

We can see that air had dramatic change during evolution. It now has too much oxygen and almost no CO2. Hence, the chief parameter of our environment (we can survive for days or weeks with no water or food, but only for minutes with no air) became abnormal in its composition. It is only existence of our lungs that protected us from extinction. Nature could not anticipate this cardinal change in air, but it did provide us with the means for survival.

 

Conclusions

          Many sick people with modern degenerative health conditions chronically breathe 10-25 l/min, or 2-5 times more than the physiological and medical norms (about 5-6 l/min).

          Such chronic over-breathing usually reduces CO2 stores in the organism causing, according to physiological laws and studies, the following consequences:

- hypoxia of all cells and organs (especially of the brain and heart);

- local constriction of arteries, arterioles, and capillaries, leading to poor blood perfusion in the heart, brain and other vital organs;

- tension and irritability in smooth muscles;

- excessive excitability of many brain areas and other parts of the nervous system;

- constriction of air passages;

- abnormal changes in blood pH and electrolytic composition of each human cell;

- abnormal biochemical reactions involving vitamins, minerals, amino acids, lipids, hormones, carbohydrates and other vital substances.

          Medical studies have revealed personal variability of physiological and psychological symptoms due to chronic hyperventilation.

          Acute over-breathing, which is produced by the hyperventilation provocation test, often reproduces the symptoms of the main health problem.

          There are only a few, rare health conditions, which are characterised by breathing less than the norm.

          Since over-breathing causes low CO2 concentrations in the exhaled air, results of such measurements revealed that the carbon dioxide level is low for different groups of sick people, and dangerously low in the severely sick.

          Breathing of critically ill patients is usually visible, audible, and corresponds to very low carbon dioxide stores and heavy hyperventilation.

          BHT (breath holding time) or the BHT (breath holding time after normal expiration) is a simple and clinically significant indicator reflecting the individual health state of people with asthma and heart disease.

          Breathing has a unique position among other vital physiological functions due to the human ability to control it.

          During early millennia of evolution of the lungs, hyperventilation, as a reaction to psychological, physiological, chemical, bacteriological, viral and any other stress, became the most fundamental reflex of the human organism.

          Despite of dramatic change in air composition during evolution of life on Earth and despite of our ability to kill ourselves just by heavy breathing, Nature provided us with the means of survival: our lungs.

 

Q&A section for Chapter 1

 

Q: What were the historical origins of concerns about the dangers of CO2?

A: In the 1780s, French scientist Antoine-Laurent Lavoisier determined the composition of air. He also discovered the mechanism of gas exchange during respiration and burning. Oxygen is consumed for the production of energy and carbon dioxide is expelled as an end product. In his classical experiments, mice died in a closed glass jar in an atmosphere containing large quantities of carbon dioxide and almost no oxygen. A candle also quickly expired in such air.

That was probably the time when a superficial understanding of respiration produced the idea that carbon dioxide was a “toxic, waste and poisonous” gas while oxygen brought life and vigor. “Take a deep breath”, “Breathe more air, it is good for your health”, “Breathe deeper, get more air into your lungs, we need oxygen”, etc. became popular phrases for which there is no scientific basis. Even now, some scientific publications contain such misleading sentences, as “Respiration is the process of oxygen delivery.

Professor Yandell Henderson gave the following explanation of this ignorance, “Likeness of Life to Fire. - Lavoisier's supreme contribution to science, and particularly to physiology was the demonstration that, in their broad outlines, combustion in a fire and respiratory metabolism in an animal are identical. Both consist in the union of oxygen from the air with carbonaceous material: and both result in the liberation of heat and the production of carbon dioxide…

The human mind is inherently inclined to take moralistic view of nature. Prior to the modern scientific era, which only goes back a generation or two, if indeed it can be said as yet even to have begun in popular thought, nearly every problem was viewed as an alternative between good and evil, righteousness and sin, God and the Devil. This superstitious slant still distorts the conceptions of health and disease; indeed, it is mainly derived from the experience of physical suffering. Lavoisier contributed unintentionally to this conception when he defined the life supporting character of oxygen and the suffocating power of carbon dioxide. Accordingly, for more than a century after his death, and even now in the field of respiration and related functions, oxygen typifies the Good and carbon dioxide is still regarded as a spirit of Evil. There could scarcely be a greater misconception of the true biological relations of these gases…” (Henderson, 1940).

 

Q: How did the parameter “40 mm Hg CO2” appear in textbooks?

A: This number is important because it is present in all main physiological textbooks used nowadays by western students. This is the current medical norm for CO2 content in alveoli and the arterial blood. The number was established about a century ago by the famous British physiologists Charles G. Douglas and John S. Haldane from Oxford University. Their results were published in the article The regulation of normal breathing by the Journal of Physiology (Douglas & Haldane, 1909). The investigators analysed arterial blood gases of staff members at Oxford University, including scientists and support personnel, and found the average for the group. It is possible to argue that even during those times many University workers had a sedentary life style with little physical activity. Hence, their CO2 concentrations could be lower than those for most healthy people a hundred years ago. Indeed, another old study by the also famous Karl Albert Hasselbalch had about 46 mm Hg aCO2 as the average value for volunteers at rest (Hasselbalch, 1912). Doctor Buteyko suggested about the same value to be the norm for people in good health.

        

Q: How many people have normal breathing?

A: If we accept medical standards (6 l/min for ventilation, as in most medical and physiological textbooks, and 40 s for the BHT), only a small percentage (less than 10%) of the population satisfies this criterion. Experience shows that on average, only a few, if any, per 1,000 people have breathing with Doctor Buteyko norm (60 s BHT  or more).

 

Q: How much oxygen is retained in the human organism? In other words, are we efficient in oxygen extraction from air?

A: Typical patients with asthma and heart disease breathe about 15 l/min at rest and have about 15 s BHT. They utilize or absorb only about 10% of inhaled oxygen, the remaining 90% is exhaled back in air. People, who are considered normal by medical standards (6 l/min and 40 s BHT) retain only about a quarter (25%) of the oxygen that they inhale. Their lungs are more efficient at extracting oxygen. Those healthy people, who breathe in accodance with Buteyko norm (4 l/min; 60 s BHT), can extract up to 30-35% of the oxygen they inhale. People with over 3 min BHT (hatha yoga masters. Dr. Buteyko and many of his colleagues, etc.) would have about 2 l/min for minute ventilation and retain up to 60% of inhaled oxygen. 

 

Q: Which body parts or tissues are particularly sensitive to tissue hypoxia? In other words, how long can various organs and tissues survive without oxygen?

A: The time of survival will relate to initial oxygenation (reflected in the breath holding time) and existing pollution of tissues. This table from the British Medical Journal (Leach & Treacher, 1998) reflects tolerance to hypoxia of various tissues for an ordinary person.

 

Tissue

Survival time

Brain

< 3 min

Kidney and liver

15-20 min

Skeletal muscle

60-90 min

Vascular smooth muscle

24-72 hour

Hair and nails

Several days

 

Q: Some people claim that over-breathing can help the organism to "expel toxins". Is this opinion correct?

A: Although some medical and physiological textbooks on respiration state that unwanted substances can be removed from the organism through the air passages, their quantities are small. In addition, over-breathing or hyperventilation is unlikely to be useful due to greatly decreased blood supply to other organs of elimination, which will then function less efficiently. Moreover, poor blood supply to the tissues is going to diminish the rate at which these substances are collected by body fluids and eliminated.

Meanwhile, normal breathing (about 6 l/min), in addition to the described normalisation of body physiology, means that smaller amounts of polluted air, smoke, dust, etc. are taken in to the organism through the lungs.

 

Q: Does deep breathing help to deliver more fresh air to poorly ventilated parts of the lungs filled with old stale air?

A: Often people also ask, “Is it true that, if I breathe little, I do not exercise my lungs and can develop some lungs problems?” Vice versa. All people with asthma, emphysema, bronchitis, and many other problems are heavy breathers. They need CO2 to heal their lungs. In addition, people with heavy or deep breathing are often chest-breathers since the smooth muscle of the diaphragm is in the state of spasm. Hence, their lower layers of the lungs get much less, if any, fresh air. Normal breathing is diaphragmatic allowing homogeneous inflation of the whole lungs with fresh air, similar to what happens in the cylinder of a car due to the movement of the piston.

 

Q: Can a few deep breaths or sighing relieve tension in the chest?

A: During the first of several deep breaths, not only are all alveoli in the lungs greatly expanded providing more oxygen for all tissues, but also any tightness in the chest muscles can be temporarily relieved, due to their stretching and subsequent relaxation. Periodic sighing (a typical symptom of diabetics, CFS sufferers, cardiac patients, asthmatics, etc.) is an example of chest tension relief, but such deep breaths also remove more CO2, first, from the lungs, and finally, from all cells.

As a result, any beneficial effects of deep breathing are very short-lived. Moreover, lowered CO2 levels lead to worsening of the problems which deep breathing was intended to solve causing: 1) further bronchoconstriction, up to partial or total closure of some lung areas and less effective gas exchange; 2) more muscular tightness due to increased hypoxia, excessive excitability and tension in the chest and other muscles, constriction of arteries and capillaries, and certain other physiological disorders discussed above.

Thus, the temporary relief provided by periodic deep breaths or sighing can become a part of the vicious circle. It is no surprise that various medical professionals, authors of the already cited publications, viewed sighing as a clear symptom of the chronic hyperventilation syndrome.

 

Q: How does breathing affect the quality of sleep?

A: A normal person needs about 5-6 hours of sleep. He falls asleep within a few minutes, sleeps the whole night in the same position without awakening, does not remember his dreams and wakes up fully refreshed. That corresponds to normal breathing and normal breath holding time (about 40 s).

A typical asthmatic with 15 l/min ventilation and about 15 s BHT tends to have 8-10 hours of sleep. He is likely to need some 5-20 minutes to fall asleep. During the night he can awaken, get anxious, change positions, have dreams, etc. In spite of the long period of sleep, he may still feel tired in the morning. How and why are these abnormalities possible?

As mentioned above, hyperventilation "leads to spontaneous and asynchronous firing of cortical neurons" (Huttunen et. al., 1999). This phrase, from the professional magazine Experimental Brain Research, has very serious personal and even social ramifications (as we are going to see in Chapter 9).

For example, when this asthmatic goes to sleep he has thoughts, which are self-generated by his brain in spite of his conscious attempts to calm down, relax, put everything aside, etc. These “spontaneous and asynchronous” thoughts often cause problems with falling asleep.

Let us consider the duration of sleep. Two main known physiological purposes of sleep are to give rest to the brain (especially to cortical areas) and the muscles. The normal person, due to normal aCO2 concentrations, has had a relaxed, easy attitude, with normal perception during the whole day. He has experienced less stress (since stress in modern people is mainly due to distorted attitudes to outer events and stimuli, not due to life-threatening situations). His muscles have been relaxed (again due to carbon dioxide). Hence, he needs only 5-6 hours of sleep.

The asthmatic, due to chronic hyperventilation, has had tense muscles and over-excited brain during the whole day. Normally, he needs more time for sleep in order to relax and rest his muscles and brain.

Moreover, severely sick and hospitalised people with 5-8 s BHT may need up to 12-14 hours of sleep, usually of miserable quality: with frequent awakenings, changed body positions, dreams, nightmares, etc. The causes are the same: tense muscles and “spontaneous and asynchronous firing of cortical [and other] neurons”.

Certain practical evidence and hatha yoga studies also have found that, when breath holding time is about 1 minute, people need on average only about 4 hours of sleep, while for 2-3 minutes BHT, 2 hours of sleep is sufficient. In my view, that corresponds to the way Nature designed the human organism.

The relationships between sleep and breathing will be considered in more detail later.

 

Q: Are concentration and other mental skills (like logic, analytical abilities, memory, etc.) similarly affected and why?

A: We know from above, that brain blood flow is proportional to aCO2. In addition, brain oxygenation is impaired in such conditions due to the Bohr effect. Both factors produce predictable effects on all our senses and communication within the nervous system. At some moments of time, these “spontaneous and asynchronous firings of cortical” and other neurons may coincide with the normal image of the world. However, considering long periods of time, it is unreasonable to expect that a chronically hyperventilating brain can function normally.

 

Q: I have heard that in some places pure O2 can be bought for breathing. Is it good for health?

A: While breathing pure O2, “Free radicals (and other toxic metabolites of oxygen) are generated in most cells as a consequence of normal metabolic processes, but cells are protected from injury by antioxidant mechanisms. Several forms of lung injury appear to result from generation of toxic metabolites of oxygen in quantities which exceed the antioxidant capacity of lung cells…”, as stated at the very beginning of the abstract by Brigham (1986).

Moreover, detailed investigation of lung tissues revealed that, “Exposure of animals to oxidant gases produces a mild emphysema, and O2-derived free radicals are capable of degrading connective tissues in vitro. It is postulated that degradation of connective tissue by O2-derived free radicals leads to emphysema in these models” (abstract, Kerr et al, 1987).

A review, “Data on oxidants and antioxidants”, conducted by Junod (1986), also found that “Since O2 intermediates can affect the general cellular metabolism and inhibit cell replication or reduce protein synthesis, all the biological effects of O2 and its metabolites should therefore be considered in the pathogenesis of emphysematous lesions in the lung” (Junod, 1986).

Another related question is why anti-oxidants are important supplements. They are used in order to diminish the possible damage done by oxidants generated by, among other sources, excessive freely-dissolved O2 concentrations.

Finally, a textbook on medical physiology (Ganong, 1995) contains a section entitled "Oxygen toxicity". It starts with: "It is interesting that while O2 is necessary for life in aerobic organisms, it is also toxic. Indeed, 100% O2 has been demonstrated to exert toxic effects not only in animals, but also in bacteria, fungi, cultured animal cells, and plants. The toxicity seems to be due to the production of the superoxide anion (O2-), which is a free radical, and H2O2. When 80-100% O2 is administered to humans for periods of 8 hours or more, the respiratory passages become irritated, causing substernal distress, nasal congestion, sore throat, and coughing. Exposure for 24-48 hours causes lung damage as well. In animals, more prolonged administration without irritation is possible if treatment is briefly interrupted from time to time, but it is not certain that periodic interruptions are of benefit to humans" (Ganong, 1995).

In subsequent paragraphs, Professor Ganong describes development of lung cysts and serious visual defects due to retinal damage in infants treated with O2 for respiratory distress syndrome. Increased O2 pressure (in some places pure O2 is administered at increased pressure) accelerates the harmful effects of O2.

Meanwhile, breathing O2 for a few minutes would probably not be very harmful. Generally, breathing pure oxygen can be useful as a short-term emergency measure in cases of life-threatening hypoxia.

 

Q: What is the long-term influence of different air compositions on human health? Has anybody investigated the optimum composition of air?

A: The first experiments in this area were done about a century ago by Yale researchers. Professor John Haldane was, probably, the most prominent scientist of those times. He wrote a classic textbook “Respiration” (Yale University Press, New Haven, UK, 1922) which is mostly devoted to the interaction between breathing and arterial blood CO2 concentrations. During the later years of his career he served in the British Navy, working on air supply for submarines (where people can spend several months). The results of his research are still classified by British government agencies.

Available information about air composition on spaceships indicates that during the first three US space missions astronauts used pure O2. Pure oxygen would be expected to cause impairment of mental performance and physical health, due to decreased blood flow to the brain, as discussed in section 1.2 and other negative effects mentioned above. On later missions US astronauts were provided with much less O2 in the air of their spaceships.

In 1960s Doctor Buteyko was the manager of the laboratory of functional diagnostic and studied various breathing –related effects on cardiovascular and other systems of the human organism. His research was supported and funded by the Soviet Ministry of Aviation and Space Exploration for first Soviet space missions. According to Doctor Buteyko, the optimum air for long-term health benefits should be about 10-12% O2 (as found on high mountains) and 2% CO2 (Buteyko, 1977). Probably, this extra 2% CO2 increases aCO2, improving tissue oxygenation and producing other positive changes, while 10-12% O2 (twice less than normal air) is small enough to minimize oxidative lung damage.

Surprisingly little information is published about research on optimum air for submarines. Also, very little is published about the growth processes of plants and animals in CO2 rich air, while known results are very encouraging.

 

Q: Plant respiration is the opposite process: consumption of CO2 and production of O2. Thus, plants fix CO2 for synthesis of other chemical substances. Can animals do the same?

A: A review of numerous publications devoted to this subject was given by Waelsch and colleagues (1964) in an article entitled “Quantitative aspects of CO2 fixation in mammalian brain in vivo”. They found that aspartic and glutamic amino acids and glutamine were the substances chemically synthesised in mammalian brains.

Glutamine is the most abundant amino acid in the human organism (hence, its popularity among some bodybuilders). It is also the amino acid most required for tissue repair, but “since the supply of glutamic acid from the circulating blood is insufficient for the formation of additional amount of glutamine, the dicarboxylic acid has to be synthesized in the brain.” (Berl et al, 1962) This last substance is a CO2 derivative.

Thus, CO2 can be fixed by the human organism in order to rebuild nervous tissues in the brain. The rate of CO2-derived glutamine production is proportional to CO2 concentration in the brain. It follows that low CO2 in the brain not only makes the brain unreasonably excited (possibly causing anxiety, fears, panic attacks, aggression, hostility, violence, or other strong emotions), but also has adverse effects on its cellular repair.

There are several other reactions, in which CO2 is one of the necessary components. These reactions relate to biosynthesis of amino acids, carbohydrates, lipids and several other vital substances. The formulas of these reactions are provided in the article “The Role of Carbon Dioxide in the Vital Processes of the organism” (Kazarinov, 1991)

 [Available at: http://members.westnet.com.au/pkolb/biochem.htm].

 

“Q: Could you [doctor KP Buteyko] please explain us shortly your principle of breathing?

A: Here it is: we know that deep breathing decreases the concentration of carbon dioxide in the blood, lungs and cells. A Russian scientist from Perm, Verigo discovered this law at the end of 19-th century, which is, as it seems, strange: a fall of carbon dioxide increases the chemical link between oxygen and haemoglobin. As a result, it is more difficult for oxygen to get from the blood to the brain, heart, kidneys, and other organs. In other words, the deeper the breathing, the less the oxygenation of the cells in the brain, heart, and kidneys. This law is in the foundation of our discovery. CO2 deficiency causes constant spasms in all organs. Hence, it is necessary to learn right breathing” (Buteyko, 1997).

 

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